STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-02-28: Reporting owner Yano James A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-28: Reporting owner Siegworth Lorraine M; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-28: Reporting owner RESTREPO ROBERT P JR; Form 4; Security Employee Stock Option (Right to Buy)NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-28: Reporting owner POWELL CYNTHIA A; Form 4; Security Employee Stock Option (Right to Buy) NQ; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-02-28 | Yano James A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,335 25,335 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | Siegworth Lorraine M Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,715 21,715 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy)NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,252 125,252 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,544 19,544 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,564 3,564 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | Hunckler Stephen Peter Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,715 21,715 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | Fitch Clyde Howard Jr Officer (Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,335 25,335 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | English Steven Eugene Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,582 36,582 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | Buss Jessica Elizabeth Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,420 26,420 owned after | $16.80 exercise price | 2013-03-04 | |
| 2013-02-28 | Brown Joel Edward Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,525 23,525 owned after | $16.80 exercise price | 2013-03-04 |