STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-15: Reporting owner Rhodebeck Lyle Dean; Form 3; Security Employee Stock Option (Right to Buy) NQ; Transaction Holding.
- 2014-08-15: Reporting owner Rhodebeck Lyle Dean; Form 3; Security Employee Stock Option (Right to Buy) NQ; Transaction Holding.
- 2014-08-15: Reporting owner Rhodebeck Lyle Dean; Form 3; Security Employee Stock Option (Right to Buy) NQ; Transaction Holding.
- 2014-08-15: Reporting owner Rhodebeck Lyle Dean; Form 3; Security Employee Stock Option (Right to Buy) NQ; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-15 holding as of filing | Rhodebeck Lyle Dean Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $25.81 exercise price | 2014-08-15 | ||
| 2014-08-15 holding as of filing | Rhodebeck Lyle Dean Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $14.49 exercise price | 2014-08-15 | ||
| 2014-08-15 holding as of filing | Rhodebeck Lyle Dean Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $18.78 exercise price | 2014-08-15 | ||
| 2014-08-15 holding as of filing | Rhodebeck Lyle Dean Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $17.03 exercise price | 2014-08-15 | ||
| 2014-08-15 holding as of filing | Rhodebeck Lyle Dean Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $13.53 exercise price | 2014-08-15 | ||
| 2014-08-15 holding as of filing | Rhodebeck Lyle Dean Officer (Senior Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $16.80 exercise price | 2014-08-15 | ||
| 2014-08-15 holding as of filing | Rhodebeck Lyle Dean Officer (Senior Vice President) | 3 | Employee Stock Options (Right to Buy) NQ Derivative · Direct | Holding | $21.23 exercise price | 2014-08-15 | ||
| 2014-03-06 | Yano James A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,561 7,561 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | Hunckler Stephen Peter Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,511 6,511 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | Siegworth Lorraine M Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,721 6,721 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | POWELL CYNTHIA A Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,841 5,841 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | Pollak Matthew Robert Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,898 3,898 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | Jones Scott Alan Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,844 2,844 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | Fitch Clyde Howard Jr Officer (SVP, Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,561 7,561 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | English Steven Eugene Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,905 10,905 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | Buss Jessica Elizabeth Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,876 7,876 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | Brown Joel Edward Officer (Senior Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,036 7,036 owned after | $21.23 exercise price | 2014-03-10 | |
| 2014-03-06 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,432 37,432 owned after | $21.23 exercise price | 2014-03-10 |