STATE AUTO FINANCIAL CORPORATION Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-05-13: Reporting owner Hunckler Stephen Peter; Form 3; Security Employee Stock Option (Right to Buy) NQ; Transaction Holding.
- 2011-05-13: Reporting owner Hunckler Stephen Peter; Form 3; Security Employee Stock Option (Right to Buy) NQ; Transaction Holding.
- 2011-05-13: Reporting owner Hunckler Stephen Peter; Form 3; Security Employee Stock Option (Right to Buy) NQ; Transaction Holding.
- 2011-05-03: Reporting owner OTTE PAUL J; Form 4; Security Employee Stock Option (Right to buy) NQ; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-05-13 holding as of filing | Hunckler Stephen Peter Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $16.02 exercise price | 2011-05-13 | ||
| 2011-05-13 holding as of filing | Hunckler Stephen Peter Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $18.78 exercise price | 2011-05-13 | ||
| 2011-05-13 holding as of filing | Hunckler Stephen Peter Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $17.03 exercise price | 2011-05-13 | ||
| 2011-05-03 | OTTE PAUL J Other (Director of Parent) | 4 | Employee Stock Option (Right to buy) NQ Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $16.47 exercise price | 2011-05-05 | |
| 2011-03-07 holding as of filing | Buss Jessica Elizabeth Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $17.03 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $30.86 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $26.45 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $33.50 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy NQ Derivative · Direct | Holding | $29.53 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $25.81 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $14.49 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $18.78 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | Holding | $17.03 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | Holding | $18.74 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | Holding | $30.86 exercise price | 2011-03-07 | ||
| 2011-03-07 holding as of filing | Brown Joel Edward Officer (Vice President) | 3 | Employee Stock Option (Right to Buy) ISO Derivative · Direct | Holding | $26.45 exercise price | 2011-03-07 | ||
| 2011-03-03 | DUEMEY JAMES E Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,266 7,266 owned after | $17.03 exercise price | 2011-03-07 | |
| 2011-03-03 | English Steven Eugene Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,796 21,796 owned after | $17.03 exercise price | 2011-03-07 | |
| 2011-03-03 | Yano James A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,625 11,625 owned after | $17.03 exercise price | 2011-03-07 | |
| 2011-03-03 | POWELL CYNTHIA A Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,446 9,446 owned after | $17.03 exercise price | 2011-03-07 | |
| 2011-03-03 | Siegworth Lorraine M Officer (Vice President) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,353 10,353 owned after | $17.03 exercise price | 2011-03-07 | |
| 2011-03-03 | RESTREPO ROBERT P JR Director, Officer (Chairman, President, CEO) | 4 | Employee Stock Option (Right to Buy)NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,890 52,890 owned after | $17.03 exercise price | 2011-03-07 | |
| 2011-03-03 | Fitch Clyde Howard Jr Officer (Chief Sales Officer) | 4 | Employee Stock Option (Right to Buy) NQ Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,056 16,056 owned after | $17.03 exercise price | 2011-03-07 |