STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-10-27: Reporting owner BUCKMAN FREDERICK W; Form 4; Security Stock Option RTB 05092005; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-27: Reporting owner BUCKMAN FREDERICK W; Form 4; Security Stock Option RTB 05042009; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-08-06: Reporting owner ANDERSON VIRGINIA L; Form 4; Security Stock Option RTB 05092005; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-07-29: Reporting owner Hibbs Scott A.; Form 4; Security Stock Option RTB 02142005; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-10-27 | BUCKMAN FREDERICK W Director | 4 | Stock Option RTB 05092005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $37.14 exercise price | 2014-10-28 | |
| 2014-10-27 | BUCKMAN FREDERICK W Director | 4 | Stock Option RTB 05042009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,020 0 owned after | $29.16 exercise price | 2014-10-28 | |
| 2014-08-06 | ANDERSON VIRGINIA L Director | 4 | Stock Option RTB 05092005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $37.14 exercise price | 2014-08-07 | |
| 2014-07-29 | Hibbs Scott A. Officer (VP Chief Investment Officer) | 4 | Stock Option RTB 02142005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $44.08 exercise price | 2014-07-30 | |
| 2014-05-01 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02132012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,670 3,669 owned after | $39.58 exercise price | 2014-05-02 | |
| 2014-05-01 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02112013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,763 5,291 owned after | $38.56 exercise price | 2014-05-02 | |
| 2014-03-17 | Hooper John A Officer (Vice President Human Resources) | 4 | Stock Option RTB 03172014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,986 7,986 owned after | $66.96 exercise price | 2014-03-19 | |
| 2014-02-10 | OBrien David M Officer (SVP IT) | 4 | Stock Option RTB 02102014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,190 3,190 owned after | $63.51 exercise price | 2014-02-12 | |
| 2014-02-10 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option RTB 02102014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,691 27,691 owned after | $63.51 exercise price | 2014-02-12 | |
| 2014-02-10 | Hibbs Scott A. Officer (VP Chief Investment Officer) | 4 | Stock Option RTB 02102014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,410 8,410 owned after | $63.51 exercise price | 2014-02-12 | |
| 2014-02-10 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option RTB 02102014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,505 3,505 owned after | $63.51 exercise price | 2014-02-12 | |
| 2014-02-10 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02102014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,752 9,752 owned after | $63.51 exercise price | 2014-02-12 | |
| 2014-02-10 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02102014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,792 3,792 owned after | $63.51 exercise price | 2014-02-12 | |
| 2014-02-10 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option RTB 02102014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,695 4,695 owned after | $63.51 exercise price | 2014-02-12 | |
| 2014-02-10 | Durham Katherine Officer (VP IDI Marketing Communication) | 4 | Stock Option RTB 02102014 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,732 3,732 owned after | $63.51 exercise price | 2014-02-12 | |
| 2014-02-06 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $49.95 exercise price | 2014-02-07 | |
| 2014-02-06 | ANDERSON VIRGINIA L Director | 4 | Stock Option RTB 05032004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $30.94 exercise price | 2014-02-07 | |
| 2014-02-04 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 01022009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $41.36 exercise price | 2014-02-05 | |
| 2014-02-04 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 01042010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,353 0 owned after | $41.47 exercise price | 2014-02-05 | |
| 2014-02-04 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02142011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,055 1,351 owned after | $45.85 exercise price | 2014-02-05 | |
| 2014-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $49.95 exercise price | 2014-02-04 | |
| 2014-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 01022008 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,450 0 owned after | $49.75 exercise price | 2014-02-04 | |
| 2014-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 01042010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,088 0 owned after | $41.47 exercise price | 2014-02-04 | |
| 2014-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02112013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,763 5,291 owned after | $38.56 exercise price | 2014-02-04 | |
| 2014-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02142011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,352 1,351 owned after | $45.85 exercise price | 2014-02-04 | |
| 2014-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02132012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,835 3,669 owned after | $39.58 exercise price | 2014-02-04 | |
| 2014-01-31 | Hibbs Scott A. Officer (VP Chief Investment Officer) | 4 | Stock Option RTB 07122004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $32.33 exercise price | 2014-02-03 | |
| 2014-01-31 | STEPP E KAY Director | 4 | Stock Option RTB 05072007 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 0 owned after | $47.75 exercise price | 2014-02-03 | |
| 2014-01-31 | STEPP E KAY Director | 4 | Stock Option RTB 05082006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $50.54 exercise price | 2014-02-03 |