STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-31: Reporting owner McMillan Daniel J.; Form 4; Security Stock Option RTB 02232015; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-31: Reporting owner McMillan Daniel J.; Form 4; Security Stock Option RTB 02132012; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-31: Reporting owner McMillan Daniel J.; Form 4; Security Stock Option RTB 02112013; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-31: Reporting owner Hooper John A; Form 4; Security Stock Option RTB 03172014; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-31 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02232015 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,466 6,772 owned after | $66.19 exercise price | 2016-01-04 | |
| 2015-12-31 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02132012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,834 0 owned after | $39.58 exercise price | 2016-01-04 | |
| 2015-12-31 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02112013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,763 1,764 owned after | $38.56 exercise price | 2016-01-04 | |
| 2015-12-31 | Hooper John A Officer (Vice President Human Resources) | 4 | Stock Option RTB 03172014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −455 5,535 owned after | $66.96 exercise price | 2016-01-04 | |
| 2015-12-31 | Hooper John A Officer (Vice President Human Resources) | 4 | Stock Option RTB 02232015 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −588 1,766 owned after | $66.19 exercise price | 2016-01-04 | |
| 2015-12-01 | ANDERSON VIRGINIA L Director | 4 | Stock Option RTB 05082006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,763 3,237 owned after | $50.54 exercise price | 2015-12-03 | |
| 2015-10-27 | PARSONS ERIC E Director | 4 | Stock Option RTB 05032010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,818 0 owned after | $44.81 exercise price | 2015-10-28 | |
| 2015-10-27 | PARSONS ERIC E Director | 4 | Stock Option RTB 05162011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,063 0 owned after | $43.00 exercise price | 2015-10-28 | |
| 2015-10-27 | PARSONS ERIC E Director | 4 | Stock Option RTB 07012009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,994 0 owned after | $29.37 exercise price | 2015-10-28 | |
| 2015-10-26 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $49.95 exercise price | 2015-10-28 | |
| 2015-10-26 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02102014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −948 2,844 owned after | $63.51 exercise price | 2015-10-28 | |
| 2015-10-26 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $49.95 exercise price | 2015-10-28 | |
| 2015-10-26 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option RTB 07262012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,308 1,692 owned after | $30.03 exercise price | 2015-10-28 | |
| 2015-10-26 | Hooper John A Officer (Vice President Human Resources) | 4 | Stock Option RTB 03172014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,996 5,990 owned after | $66.96 exercise price | 2015-10-28 | |
| 2015-10-26 | Durham Katherine Officer (VP IDI Marketing Communication) | 4 | Stock Option RTB 03022010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $44.21 exercise price | 2015-10-28 | |
| 2015-10-26 | Durham Katherine Officer (VP IDI Marketing Communication) | 4 | Stock Option RTB 03052010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,114 0 owned after | $45.84 exercise price | 2015-10-28 | |
| 2015-10-26 | Durham Katherine Officer (VP IDI Marketing Communication) | 4 | Stock Option RTB 02142011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,925 164 owned after | $45.85 exercise price | 2015-10-28 | |
| 2015-10-26 | Durham Katherine Officer (VP IDI Marketing Communication) | 4 | Stock Option RTB 02132012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,146 1,048 owned after | $39.58 exercise price | 2015-10-28 | |
| 2015-10-26 | Durham Katherine Officer (VP IDI Marketing Communication) | 4 | Stock Option RTB 02112013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,239 3,240 owned after | $38.56 exercise price | 2015-10-28 | |
| 2015-10-26 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option RTB 01022009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,303 0 owned after | $41.36 exercise price | 2015-10-28 | |
| 2015-10-26 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option RTB 01042010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,775 25,850 owned after | $41.47 exercise price | 2015-10-28 | |
| 2015-10-26 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option RTB 02132012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,445 6,815 owned after | $39.58 exercise price | 2015-10-28 | |
| 2015-10-26 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option RTB 02112013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,095 5,095 owned after | $38.56 exercise price | 2015-10-28 | |
| 2015-04-28 | OBrien David M Officer (SVP IT) | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $49.95 exercise price | 2015-04-29 | |
| 2015-04-28 | OBrien David M Officer (SVP IT) | 4 | Stock Option RTB 06012006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $48.82 exercise price | 2015-04-29 | |
| 2015-04-27 | Hibbs Scott A. Officer (VP Chief Investment Officer) | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $49.95 exercise price | 2015-04-28 | |
| 2015-04-27 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02142011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,351 0 owned after | $45.85 exercise price | 2015-04-28 | |
| 2015-04-27 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02132012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,835 1,834 owned after | $39.58 exercise price | 2015-04-28 | |
| 2015-04-27 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02102014 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,438 7,314 owned after | $63.51 exercise price | 2015-04-28 | |
| 2015-04-27 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02112013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,764 3,527 owned after | $38.56 exercise price | 2015-04-28 | |
| 2015-02-23 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,238 8,238 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-23 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,776 31,776 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-23 | OBrien David M Officer (SVP IT) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,389 3,389 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-23 | Hibbs Scott A. Officer (VP Chief Investment Officer) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,061 7,061 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-23 | Hooper John A Officer (Vice President Human Resources) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,354 2,354 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-23 | Harbolt James B. Officer (VP Asset Management Group) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,061 7,061 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-23 | Durham Katherine Officer (VP IDI Marketing Communication) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,531 3,531 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-23 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,766 5,766 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-23 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option RTB 02232015 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,650 7,650 owned after | $66.19 exercise price | 2015-02-25 | |
| 2015-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02142011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,351 0 owned after | $45.85 exercise price | 2015-02-04 | |
| 2015-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02132012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,835 1,834 owned after | $39.58 exercise price | 2015-02-04 | |
| 2015-02-03 | McMillan Daniel J. Officer (VP Employee Benefits) | 4 | Stock Option RTB 02112013 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,764 3,527 owned after | $38.56 exercise price | 2015-02-04 | |
| 2015-02-03 | OBrien David M Officer (SVP IT) | 4 | Stock Option RTB 02142005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $44.08 exercise price | 2015-02-04 | |
| 2015-02-03 | OBrien David M Officer (SVP IT) | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $49.95 exercise price | 2015-02-04 |