STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-06-16: Reporting owner Puentes George J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-16: Reporting owner MCDOUGALL DUANE CHARLES; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-16: Reporting owner TIMPE RONALD E; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-16: Reporting owner THORNE MICHAEL G; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-06-16 | Puentes George J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,827 0 owned after | $36.39 | 2011-06-16 | |
| 2011-05-16 | MCDOUGALL DUANE CHARLES Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | TIMPE RONALD E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | THORNE MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | STEPP E KAY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | SAMMONS MARY F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | Puentes George J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | PARSONS ERIC E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | Fallis Stanley R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | BUCKMAN FREDERICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-05-16 | ANDERSON VIRGINIA L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,063 3,063 owned after | $43.00 | 2011-05-17 | |
| 2011-03-18 | THORNE MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $22.31 | 2011-03-22 | |
| 2011-02-14 | Weisz Karen M. Officer (Vice President, HR) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,317 2,317 owned after | $45.85 | 2011-02-16 | |
| 2011-02-14 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,406 5,406 owned after | $45.85 | 2011-02-16 | |
| 2011-02-14 | Hibbs Scott A. Officer (VP - Asset Management) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,812 10,812 owned after | $45.85 | 2011-02-16 | |
| 2011-02-14 | Harbolt James B. Officer (VP Insurance Services Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,406 5,406 owned after | $45.85 | 2011-02-16 | |
| 2011-02-14 | Durham Katherine Officer (VP, Marketing & Communications) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,089 3,089 owned after | $45.85 | 2011-02-16 | |
| 2011-02-14 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 2,800 owned after | $45.85 | 2011-02-16 | |
| 2011-02-14 | OBrien David M Officer (SVP, IT) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,339 5,339 owned after | $45.85 | 2011-02-16 | |
| 2011-02-14 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,120 30,120 owned after | $45.85 | 2011-02-16 | |
| 2011-02-14 | NESS GREG J Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,485 44,485 owned after | $45.85 | 2011-02-16 | |
| 2011-02-03 | STEPP E KAY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 4,000 owned after | $30.94 | 2011-02-07 | |
| 2011-02-03 | STEPP E KAY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $26.25 | 2011-02-07 |