STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-09: Reporting owner ANDERSON VIRGINIA L; Form 4; Security Option to Buy 1999-10-19; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-06: Reporting owner PARSONS ERIC E; Form 4; Security Option to Buy 1999-10-19; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-06: Reporting owner PARSONS ERIC E; Form 4; Security Option to Buy 2001-02-05; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-09-19: Reporting owner LEDBETTER KIM W; Form 4; Security Option to Buy 1999-10-19; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-09 | ANDERSON VIRGINIA L Director | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $11.06 | 2006-11-13 | |
| 2006-11-06 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $11.06 | 2006-11-07 | |
| 2006-11-06 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2001-02-05 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 31,000 owned after | $21.25 | 2006-11-07 | |
| 2006-09-19 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,800 5,000 owned after | $11.06 | 2006-09-20 | |
| 2006-09-13 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 14,800 owned after | $11.06 | 2006-09-15 | |
| 2006-08-24 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,298 6,000 owned after | $11.06 | 2006-08-25 | |
| 2006-08-23 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,702 10,298 owned after | $11.06 | 2006-08-25 | |
| 2006-06-16 | TIMPE RONALD E Director | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 15,000 owned after | $26.31 | 2006-06-19 | |
| 2006-06-01 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 13,000 owned after | $11.06 | 2006-06-02 | |
| 2006-05-18 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Corp. Sec.) | 4 | Option to Buy 2003-02-10 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 7,500 owned after | $24.41 | 2006-05-19 | |
| 2006-05-09 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Corp. Sec.) | 4 | Option to Buy 2003-02-10 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 14,500 owned after | $24.41 | 2006-05-11 | |
| 2006-05-08 | TIMPE RONALD E Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | THORNE MICHAEL G Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | STEPP E KAY Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | PETERSON RALPH R Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 20,000 owned after | $11.06 | 2006-05-10 | |
| 2006-05-08 | MEYER JEROME J Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | KOHLER PETER O Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | HENTON WANDA G Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | Fallis Stanley R Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | CHAPOTON JOHN E Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | BUCKMAN FREDERICK W Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-05-08 | ANDERSON VIRGINIA L Director | 4 | Option to Buy 2006-05-08 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $50.54 | 2006-05-10 | |
| 2006-02-13 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 27,000 owned after | $11.06 | 2006-02-15 | |
| 2006-02-07 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $11.06 | 2006-02-08 | |
| 2006-01-03 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Corp. Sec.) | 4 | Option to Buy 2006-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $49.95 | 2006-01-04 | |
| 2006-01-03 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2006-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $49.95 | 2006-01-04 | |
| 2006-01-03 | NESS GREG J Officer (SVP - Emp. Benefits & Ind. DI) | 4 | Option to Buy 2006-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $49.95 | 2006-01-04 | |
| 2006-01-03 | MCPIKE CINDY J Officer (SVP and CFO) | 4 | Option to Buy 2006-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $49.95 | 2006-01-04 | |
| 2006-01-03 | LEDBETTER KIM W Officer (SVP - Asset Management) | 4 | Option to Buy 2006-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,000 26,000 owned after | $49.95 | 2006-01-04 | |
| 2006-01-03 | Erickson Robert M Officer (AVP & Controller) | 4 | Option to Buy 2006-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $49.95 | 2006-01-04 | |
| 2006-01-03 | BERNARD JOHN M Officer (SVP, Operational Excellence) | 4 | Option to Buy 2006-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $49.95 | 2006-01-04 |