STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-06: Reporting owner THORNE MICHAEL G; Form 4; Security Stock Option RTB 05032004; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-06: Reporting owner PARSONS ERIC E; Form 4; Security Stock Option RTB 01032006; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-05: Reporting owner PARSONS ERIC E; Form 4; Security Stock Option RTB 01022008; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-10-30: Reporting owner BUCKMAN FREDERICK W; Form 4; Security Stock Option RTB 05032004; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-06 | THORNE MICHAEL G Director | 4 | Stock Option RTB 05032004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $30.94 exercise price | 2013-11-07 | |
| 2013-11-06 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 30,000 owned after | $49.95 exercise price | 2013-11-06 | |
| 2013-11-05 | PARSONS ERIC E Director | 4 | Stock Option RTB 01022008 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,525 0 owned after | $49.75 exercise price | 2013-11-06 | |
| 2013-10-30 | BUCKMAN FREDERICK W Director | 4 | Stock Option RTB 05032004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $30.94 exercise price | 2013-10-31 | |
| 2013-10-28 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 02142005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 750 owned after | $44.08 exercise price | 2013-10-29 | |
| 2013-10-28 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 02142011 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,703 2,703 owned after | $45.85 exercise price | 2013-10-29 | |
| 2013-10-25 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 01032007 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,938 562 owned after | $45.49 exercise price | 2013-10-29 | |
| 2013-10-25 | Harbolt James B. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 01032006 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $49.95 exercise price | 2013-10-28 | |
| 2013-10-25 | Harbolt James B. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 01022008 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,950 0 owned after | $49.75 exercise price | 2013-10-28 | |
| 2013-10-25 | Hibbs Scott A. Officer (VP Asset Management) | 4 | Stock Option RTB 07122004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $32.33 exercise price | 2013-10-28 | |
| 2013-10-24 | STEPP E KAY Director | 4 | Stock Option RTB 05092005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $37.14 exercise price | 2013-10-25 | |
| 2013-08-30 | STEPP E KAY Director | 4 | Stock Option RTB 05032004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $30.94 exercise price | 2013-09-03 | |
| 2013-08-16 | Harbolt James B. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 02142005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 0 owned after | $44.08 exercise price | 2013-08-19 | |
| 2013-08-16 | Harbolt James B. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 01032007 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $45.49 exercise price | 2013-08-19 | |
| 2013-08-05 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032007 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,661 0 owned after | $45.49 exercise price | 2013-08-05 | |
| 2013-08-02 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032007 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,339 20,661 owned after | $45.49 exercise price | 2013-08-05 | |
| 2013-08-01 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032007 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 55,000 owned after | $45.49 exercise price | 2013-08-01 | |
| 2013-07-31 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032007 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 80,000 owned after | $45.49 exercise price | 2013-08-01 | |
| 2013-07-30 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option RTB 07252005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $40.20 exercise price | 2013-07-31 | |
| 2013-07-30 | Hibbs Scott A. Officer (VP Asset Management) | 4 | Stock Option RTB 07122004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $32.33 exercise price | 2013-07-31 | |
| 2013-07-30 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $41.25 exercise price | 2013-07-30 | |
| 2013-07-29 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 25,000 owned after | $41.25 exercise price | 2013-07-30 | |
| 2013-07-26 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 01022009 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $41.36 exercise price | 2013-07-26 | |
| 2013-07-26 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 01042010 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,265 1,088 owned after | $41.47 exercise price | 2013-07-26 | |
| 2013-07-26 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 02132012 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,835 5,504 owned after | $39.58 exercise price | 2013-07-26 | |
| 2013-07-26 | PARSONS ERIC E Director | 4 | Stock Option RTB 01032005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 55,000 owned after | $41.25 exercise price | 2013-07-26 | |
| 2013-07-25 | PARSONS ERIC E Director | 4 | Stock Option RTB 02092004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,000 0 owned after | $32.53 exercise price | 2013-07-26 | |
| 2013-07-25 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option RTB 02092004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $32.53 exercise price | 2013-07-26 | |
| 2013-07-25 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option RTB 05032004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $30.94 exercise price | 2013-07-26 | |
| 2013-07-25 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option RTB 01032005 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $41.25 exercise price | 2013-07-26 | |
| 2013-05-10 | PARSONS ERIC E Director | 4 | Stock Option RTB 02092004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,000 53,000 owned after | $32.53 exercise price | 2013-05-14 | |
| 2013-05-02 | OBrien David M Officer (SVP IT) | 4 | Stock Option RTB 05032004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $30.94 exercise price | 2013-05-03 | |
| 2013-04-25 | Hibbs Scott A. Officer (VP Asset Management) | 4 | Stock Option RTB 02092004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $32.53 exercise price | 2013-04-29 | |
| 2013-04-25 | Hibbs Scott A. Officer (VP Asset Management) | 4 | Stock Option RTB 07122004 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $32.33 exercise price | 2013-04-29 | |
| 2013-02-11 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 02112013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,054 7,054 owned after | $38.56 exercise price | 2013-02-13 | |
| 2013-02-11 | Weisz Karen M. Officer (VP HR & Corporate Services) | 4 | Stock Option RTB 02112013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,351 2,351 owned after | $38.56 exercise price | 2013-02-13 | |
| 2013-02-11 | Hibbs Scott A. Officer (VP Asset Management) | 4 | Stock Option RTB 02112013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,769 13,769 owned after | $38.56 exercise price | 2013-02-13 | |
| 2013-02-11 | OBrien David M Officer (SVP IT) | 4 | Stock Option RTB 02112013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,923 6,923 owned after | $38.56 exercise price | 2013-02-13 | |
| 2013-02-11 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option RTB 02112013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,190 10,190 owned after | $38.56 exercise price | 2013-02-13 | |
| 2013-02-11 | Harbolt James B. Officer (VP Insurance Services Group) | 4 | Stock Option RTB 02112013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,054 7,054 owned after | $38.56 exercise price | 2013-02-13 | |
| 2013-02-11 | NESS GREG J Officer (Chairman, President & CEO) | 4 | Stock Option RTB 02112013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,472 80,472 owned after | $38.56 exercise price | 2013-02-13 | |
| 2013-02-11 | Durham Katherine Officer (VP Marketing) | 4 | Stock Option RTB 02112013 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,479 6,479 owned after | $38.56 exercise price | 2013-02-13 | |
| 2013-02-08 | BUCKMAN FREDERICK W Director | 4 | Stock Option RTB 05052003 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $26.25 exercise price | 2013-02-08 | |
| 2013-02-05 | ANDERSON VIRGINIA L Director | 4 | Stock Option RTB 05052003 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $26.25 exercise price | 2013-02-05 |