STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-15: Reporting owner THORNE MICHAEL G; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-05: Reporting owner NESS GREG J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-01: Reporting owner NESS GREG J; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-10-31: Reporting owner PARSONS ERIC E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-15 | THORNE MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $26.25 | 2012-11-15 | |
| 2012-11-05 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,837 0 owned after | $24.41 | 2012-11-05 | |
| 2012-11-01 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,163 17,837 owned after | $24.41 | 2012-11-05 | |
| 2012-10-31 | PARSONS ERIC E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 0 owned after | $24.41 | 2012-11-02 | |
| 2012-07-26 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $30.03 | 2012-07-31 | |
| 2012-02-21 | BUCKMAN FREDERICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $28.55 | 2012-02-22 | |
| 2012-02-17 | ANDERSON VIRGINIA L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $28.55 | 2012-02-22 | |
| 2012-02-17 | PARSONS ERIC E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $27.25 | 2012-02-22 | |
| 2012-02-15 | THORNE MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $28.55 | 2012-02-16 | |
| 2012-02-13 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,339 7,339 owned after | $39.58 | 2012-02-15 | |
| 2012-02-13 | Harbolt James B. Officer (VP Insurance Services Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,339 7,339 owned after | $39.58 | 2012-02-15 | |
| 2012-02-13 | Durham Katherine Officer (VP, Marketing & Communications) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,194 4,194 owned after | $39.58 | 2012-02-15 | |
| 2012-02-13 | Weisz Karen M. Officer (Vice President, HR) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,145 3,145 owned after | $39.58 | 2012-02-15 | |
| 2012-02-13 | OBrien David M Officer (SVP, IT) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,870 10,870 owned after | $39.58 | 2012-02-15 | |
| 2012-02-13 | Hibbs Scott A. Officer (VP - Asset Management) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,678 14,678 owned after | $39.58 | 2012-02-15 | |
| 2012-02-13 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,260 27,260 owned after | $39.58 | 2012-02-15 | |
| 2012-02-13 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,358 55,358 owned after | $39.58 | 2012-02-15 | |
| 2012-02-13 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,800 2,800 owned after | $39.58 | 2012-02-15 | |
| 2012-02-06 | NESS GREG J Director, Officer (Chairman, President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $26.31 | 2012-02-08 |