STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-15: Reporting owner WINSLOW MICHAEL T; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-14: Reporting owner WINSLOW MICHAEL T; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-10: Reporting owner BUCKMAN FREDERICK W; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-01: Reporting owner MCDOUGALL DUANE CHARLES; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-15 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Ass't C.S.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,878 0 owned after | $35.53 | 2009-12-16 | |
| 2009-12-14 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Ass't C.S.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,122 8,878 owned after | $35.53 | 2009-12-16 | |
| 2009-12-10 | BUCKMAN FREDERICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $14.94 | 2009-12-11 | |
| 2009-12-01 | MCDOUGALL DUANE CHARLES Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,520 1,520 owned after | $37.20 | 2009-12-02 | |
| 2009-11-17 holding as of filing | McMillan Daniel J. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $41.36 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | McMillan Daniel J. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $44.08 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | McMillan Daniel J. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $45.49 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | McMillan Daniel J. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $49.75 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | McMillan Daniel J. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $49.95 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | Harbolt James B. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $41.36 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | Harbolt James B. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $44.08 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | Harbolt James B. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $45.49 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | Harbolt James B. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $49.75 exercise price | 2009-11-17 | ||
| 2009-11-17 holding as of filing | Harbolt James B. Officer (VP Insurance Services Group) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $49.95 exercise price | 2009-11-17 | ||
| 2009-11-02 | Puentes George J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,827 1,827 owned after | $36.39 | 2009-11-04 | |
| 2009-09-18 | ANDERSON VIRGINIA L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $14.94 | 2009-09-22 | |
| 2009-08-21 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Ass't C.S.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $26.31 | 2009-08-25 | |
| 2009-08-21 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Ass't C.S.) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $24.41 | 2009-08-25 | |
| 2009-07-01 | PARSONS ERIC E Director, Officer (Chairman) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,994 3,994 owned after | $29.37 | 2009-07-06 | |
| 2009-05-04 | NESS GREG J Director, Officer (President & COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,169 12,169 owned after | $29.16 | 2009-05-06 | |
| 2009-05-04 | TIMPE RONALD E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | STEPP E KAY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | SAMMONS MARY F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | PETERSON RALPH R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | MEYER JEROME J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | KOHLER PETER O Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | Fallis Stanley R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | BUCKMAN FREDERICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | THORNE MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-05-04 | ANDERSON VIRGINIA L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,020 5,020 owned after | $29.16 | 2009-05-05 | |
| 2009-03-19 | CHAPOTON JOHN E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $14.94 | 2009-03-23 | |
| 2009-01-06 holding as of filing | Weisz Karen M. Officer (Vice President, HR) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $47.28 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | OBrien David M Officer (SVP, IT) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $30.94 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | OBrien David M Officer (SVP, IT) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $44.07 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | OBrien David M Officer (SVP, IT) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $45.49 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | OBrien David M Officer (SVP, IT) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $48.82 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | OBrien David M Officer (SVP, IT) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $49.75 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | OBrien David M Officer (SVP, IT) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $49.95 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | Hibbs Scott A. Officer (VP - Asset Management) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $32.32 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | Hibbs Scott A. Officer (VP - Asset Management) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $32.53 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | Hibbs Scott A. Officer (VP - Asset Management) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $44.07 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | Hibbs Scott A. Officer (VP - Asset Management) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $45.49 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | Hibbs Scott A. Officer (VP - Asset Management) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $49.75 exercise price | 2009-01-06 | ||
| 2009-01-06 holding as of filing | Hibbs Scott A. Officer (VP - Asset Management) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $49.95 exercise price | 2009-01-06 | ||
| 2009-01-02 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Ass't C.S.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,154 28,154 owned after | $41.36 | 2009-01-06 | |
| 2009-01-02 | Weisz Karen M. Officer (Vice President, HR) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,628 3,628 owned after | $41.36 | 2009-01-06 | |
| 2009-01-02 | PARSONS ERIC E Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,633 46,633 owned after | $41.36 | 2009-01-06 | |
| 2009-01-02 | OBrien David M Officer (SVP, IT) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,898 20,898 owned after | $41.36 | 2009-01-06 | |
| 2009-01-02 | NESS GREG J Officer (President & COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,015 65,015 owned after | $41.36 | 2009-01-06 | |
| 2009-01-02 | Hibbs Scott A. Officer (VP - Asset Management) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,010 22,010 owned after | $41.36 | 2009-01-06 | |
| 2009-01-02 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,303 13,303 owned after | $41.36 | 2009-01-06 | |
| 2009-01-02 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $41.36 | 2009-01-06 |