STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 29 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-25: Reporting owner THORNE MICHAEL G; Form 4; Security Option to Buy 1999-10-19; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-11-25: Reporting owner CHAPOTON JOHN E; Form 4; Security Option to Buy 1999-10-19; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-22: Reporting owner NESS GREG J; Form 4; Security Option to Buy 2008_09_22; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-08-05: Reporting owner LEDBETTER KIM W; Form 4; Security Option to Buy 2002-02-11; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-25 | THORNE MICHAEL G Director | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $11.06 | 2008-11-26 | |
| 2008-11-25 | CHAPOTON JOHN E Director | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $11.06 | 2008-11-26 | |
| 2008-09-22 | NESS GREG J Officer (President & COO) | 4 | Option to Buy 2008_09_22 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $50.08 | 2008-09-23 | |
| 2008-08-05 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $26.31 | 2008-08-05 | |
| 2008-08-04 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 8,000 owned after | $26.31 | 2008-08-05 | |
| 2008-06-04 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Ass't C.S.) | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $26.31 | 2008-06-06 | |
| 2008-05-21 | STEPP E KAY Director | 4 | Option to Buy 2001-05-07 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $22.31 | 2008-05-22 | |
| 2008-05-06 | Erickson Robert M Officer (AVP & Controller) | 4 | Option to Buy 2005-07-25 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $40.20 | 2008-05-08 | |
| 2008-05-05 | TIMPE RONALD E Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | THORNE MICHAEL G Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | STEPP E KAY Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | PETERSON RALPH R Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 16,000 owned after | $26.31 | 2008-05-06 | |
| 2008-05-05 | MEYER JEROME J Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $26.31 | 2008-05-06 | |
| 2008-05-05 | KOHLER PETER O Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | Fallis Stanley R Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | CHAPOTON JOHN E Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | BUCKMAN FREDERICK W Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-05-05 | ANDERSON VIRGINIA L Director | 4 | Option to Buy 2008-05-05 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $53.11 | 2008-05-06 | |
| 2008-04-07 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Option to Buy 2008-04-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $49.63 | 2008-04-09 | |
| 2008-02-12 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $26.31 | 2008-02-13 | |
| 2008-02-11 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 24,000 owned after | $26.31 | 2008-02-13 | |
| 2008-01-02 | Erickson Robert M Officer (AVP & Controller) | 4/A | Option to Buy 2008-01-02 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $49.75 exercise price | 2008-01-08 | |
| 2008-01-02 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Ass't C.S.) | 4 | Option to Buy 2008-01-02 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,825 16,825 owned after | $49.75 exercise price | 2008-01-04 | |
| 2008-01-02 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2008-01-02 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83,525 83,525 owned after | $49.75 exercise price | 2008-01-04 | |
| 2008-01-02 | NESS GREG J Officer (SVP - Insurance Services Group) | 4 | Option to Buy 2008-01-02 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,575 41,575 owned after | $49.75 exercise price | 2008-01-04 | |
| 2008-01-02 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 2008-01-02 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,050 25,050 owned after | $49.75 exercise price | 2008-01-04 | |
| 2008-01-02 | Erickson Robert M Officer (AVP & Controller) | 4 | Option to Buy 2008-01-02 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $49.75 exercise price | 2008-01-04 |