STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-21: Reporting owner BUCKMAN FREDERICK W; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-20: Reporting owner KOHLER PETER O; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-15: Reporting owner TIMPE RONALD E; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-12-15: Reporting owner TIMPE RONALD E; Form 4; Security Stock Option (right to buy); Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-21 | BUCKMAN FREDERICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $22.31 | 2010-12-22 | |
| 2010-12-20 | KOHLER PETER O Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 2,000 owned after | $28.55 | 2010-12-21 | |
| 2010-12-15 | TIMPE RONALD E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $30.94 | 2010-12-16 | |
| 2010-12-15 | TIMPE RONALD E Director | 4 | Stock Option (right to buy) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −5,418 0 owned after | $28.30 | 2010-12-16 | |
| 2010-12-14 | NESS GREG J Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $21.25 | 2010-12-15 | |
| 2010-12-14 | PARSONS ERIC E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,000 8,000 owned after | $27.25 | 2010-12-15 | |
| 2010-10-25 | STEPP E KAY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 1,000 owned after | $26.25 | 2010-10-26 | |
| 2010-10-25 | STEPP E KAY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $28.55 | 2010-10-26 | |
| 2010-05-03 | TIMPE RONALD E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | THORNE MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | STEPP E KAY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | Puentes George J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | PARSONS ERIC E Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | NESS GREG J Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 10,000 owned after | $21.25 | 2010-05-04 | |
| 2010-05-03 | MCDOUGALL DUANE CHARLES Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | KOHLER PETER O Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | Fallis Stanley R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | BUCKMAN FREDERICK W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | ANDERSON VIRGINIA L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-05-03 | SAMMONS MARY F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,818 2,818 owned after | $44.81 exercise price | 2010-05-04 | |
| 2010-03-18 | ANDERSON VIRGINIA L Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $22.31 | 2010-03-18 | |
| 2010-03-17 | KOHLER PETER O Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $22.31 | 2010-03-18 | |
| 2010-03-16 | THORNE MICHAEL G Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $14.94 | 2010-03-18 | |
| 2010-03-09 | PARSONS ERIC E Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $26.31 | 2010-03-10 | |
| 2010-03-09 | NESS GREG J Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $14.94 | 2010-03-10 | |
| 2010-03-09 | MEYER JEROME J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $22.31 | 2010-03-10 | |
| 2010-03-09 | MEYER JEROME J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $28.55 | 2010-03-10 | |
| 2010-03-09 | MEYER JEROME J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $26.25 | 2010-03-10 | |
| 2010-03-09 | MEYER JEROME J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $30.94 | 2010-03-10 | |
| 2010-03-09 | MEYER JEROME J Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $37.14 | 2010-03-10 | |
| 2010-03-05 | Durham Katherine Officer (VP, Marketing & Communications) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,114 3,114 owned after | $45.84 | 2010-03-09 | |
| 2010-03-02 | STEPP E KAY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 3,000 owned after | $28.55 | 2010-03-04 | |
| 2010-03-02 | Durham Katherine Officer (VP, Marketing & Communications) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $44.21 | 2010-03-04 | |
| 2010-01-04 | McMillan Daniel J. Officer (VP Insurance Services Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,353 4,353 owned after | $41.47 | 2010-01-06 | |
| 2010-01-04 | Harbolt James B. Officer (VP Insurance Services Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,353 4,353 owned after | $41.47 | 2010-01-06 | |
| 2010-01-04 | Erickson Robert M Officer (VP & Controller) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $41.47 | 2010-01-06 | |
| 2010-01-04 | Weisz Karen M. Officer (Vice President, HR) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,023 5,023 owned after | $41.47 | 2010-01-06 | |
| 2010-01-04 | Chadee Floyd Fitz-Hubert Officer (SVP & Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,625 27,625 owned after | $41.47 | 2010-01-06 | |
| 2010-01-04 | NESS GREG J Director, Officer (President & CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,163 36,163 owned after | $41.47 | 2010-01-06 | |
| 2010-01-04 | OBrien David M Officer (SVP, IT) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,644 9,644 owned after | $41.47 | 2010-01-06 | |
| 2010-01-04 | Hibbs Scott A. Officer (VP - Asset Management) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,236 15,236 owned after | $41.47 | 2010-01-06 |