STANCORP FINANCIAL GROUP INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-21: Reporting owner STEPP E KAY; Form 4; Security Option to Buy 2000-05-01; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-09: Reporting owner NESS GREG J; Form 4; Security Option to Buy 1999-10-19; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-09: Reporting owner LEDBETTER KIM W; Form 4; Security Option to Buy 2001-02-05; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-08: Reporting owner LEDBETTER KIM W; Form 4; Security Option to Buy 2001-02-05; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-21 | STEPP E KAY Director | 4 | Option to Buy 2000-05-01 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $14.94 | 2007-11-26 | |
| 2007-11-09 | NESS GREG J Officer (SVP - Insurance Services Group) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $11.06 | 2007-11-13 | |
| 2007-11-09 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 2001-02-05 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 0 owned after | $21.25 | 2007-11-13 | |
| 2007-11-08 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 2001-02-05 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,200 1,800 owned after | $21.25 | 2007-11-13 | |
| 2007-11-06 | NESS GREG J Officer (SVP - Insurance Services Group) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 20,000 owned after | $11.06 | 2007-11-08 | |
| 2007-11-05 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2001-02-05 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $21.25 | 2007-11-07 | |
| 2007-11-01 | NESS GREG J Officer (SVP - Insurance Services Group) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 24,000 owned after | $11.06 | 2007-11-05 | |
| 2007-11-01 | TIMPE RONALD E Director | 4 | Option to Buy 2002-02-11 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $26.31 | 2007-11-05 | |
| 2007-10-30 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $11.06 | 2007-11-01 | |
| 2007-08-06 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2001-02-05 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 10,000 owned after | $21.25 | 2007-08-07 | |
| 2007-05-23 | STEPP E KAY Director | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $11.06 | 2007-05-24 | |
| 2007-05-07 | TIMPE RONALD E Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | THORNE MICHAEL G Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | STEPP E KAY Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | PETERSON RALPH R Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2001-02-05 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 17,000 owned after | $21.25 | 2007-05-09 | |
| 2007-05-07 | MEYER JEROME J Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | KOHLER PETER O Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | HENTON WANDA G Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | Fallis Stanley R Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | CHAPOTON JOHN E Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | BUCKMAN FREDERICK W Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-05-07 | ANDERSON VIRGINIA L Director | 4 | Option to Buy 2007-05-07 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $47.75 | 2007-05-09 | |
| 2007-03-15 | ANDERSON VIRGINIA L Director | 4 | Option to Buy 1999-10-19 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $11.06 | 2007-03-16 | |
| 2007-02-12 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2001-02-05 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 24,000 owned after | $21.25 | 2007-02-13 | |
| 2007-01-03 | WINSLOW MICHAEL T Officer (SVP, Gen. Coun. & Corp. Sec.) | 4 | Option to Buy 2007-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $45.49 | 2007-01-04 | |
| 2007-01-03 | PARSONS ERIC E Director, Officer (Chair, President and CEO) | 4 | Option to Buy 2007-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $45.49 | 2007-01-04 | |
| 2007-01-03 | NESS GREG J Officer (SVP - Insurance Services Group) | 4 | Option to Buy 2007-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $45.49 | 2007-01-04 | |
| 2007-01-03 | MCPIKE CINDY J Officer (SVP and CFO) | 4 | Option to Buy 2007-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $45.49 | 2007-01-04 | |
| 2007-01-03 | LEDBETTER KIM W Officer (SVP - Asset Management Group) | 4 | Option to Buy 2007-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $45.49 | 2007-01-04 | |
| 2007-01-03 | Erickson Robert M Officer (AVP & Controller) | 4 | Option to Buy 2007-01-03 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,800 1,800 owned after | $45.49 | 2007-01-04 |