STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-03-26: Reporting owner LUCAS RON; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-26: Reporting owner LUCAS RON; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-26: Reporting owner LUCAS RON; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-26: Reporting owner LUCAS RON; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-03-26 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 71,850 owned after | $22.96 exercise price | 2014-03-28 | |
| 2014-03-26 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 68,850 owned after | $22.96 exercise price | 2014-03-28 | |
| 2014-03-26 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 65,850 owned after | $22.96 exercise price | 2014-03-28 | |
| 2014-03-26 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 62,850 owned after | $22.96 exercise price | 2014-03-28 | |
| 2014-03-26 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 2,900 owned after | $15.50 exercise price | 2014-03-27 | |
| 2014-03-19 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 38,100 owned after | $13.26 exercise price | 2014-03-20 | |
| 2014-03-19 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 34,350 owned after | $13.26 exercise price | 2014-03-20 | |
| 2014-03-19 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 30,600 owned after | $13.26 exercise price | 2014-03-20 | |
| 2014-03-19 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 26,850 owned after | $13.26 exercise price | 2014-03-20 |