STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-04-07: Reporting owner Shein Oded; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-03-31: Reporting owner LUNDY RUSS II; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-03-31: Reporting owner Shein Oded; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-03-19: Reporting owner HUNTER STEVEN L; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-04-07 | Shein Oded Officer (EVP, Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 15,000 owned after | $16.31 exercise price | 2015-04-08 | |
| 2015-03-31 | LUNDY RUSS II Officer (EVP, Chief Stores Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,450 0 owned after | $18.84 exercise price | 2015-04-02 | |
| 2015-03-31 | Shein Oded Officer (EVP, Chief Financial Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $16.31 exercise price | 2015-04-01 | |
| 2015-03-19 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $15.50 exercise price | 2015-03-23 | |
| 2015-03-17 | LUNDY RUSS II Officer (EVP, Chief Stores Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,450 1,450 owned after | $18.84 exercise price | 2015-03-19 | |
| 2015-03-12 | LUNDY RUSS II Officer (EVP, Chief Stores Officer) | 4/A | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $15.50 exercise price | 2015-03-19 | |
| 2015-03-12 | LUNDY RUSS II Officer (EVP, Chief Stores Officer) | 4 | Stock Appreciation Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $15.50 exercise price | 2015-03-16 |