STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 42 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-04-09: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-09: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appriciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-08: Reporting owner LUNDY RUSS II; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-08: Reporting owner LUNDY RUSS II; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-04-09 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,450 7,350 owned after | $18.84 exercise price | 2013-04-10 | |
| 2013-04-09 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appriciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,450 5,900 owned after | $18.84 exercise price | 2013-04-10 | |
| 2013-04-08 | LUNDY RUSS II Officer (EVP, Stores) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 16,600 owned after | $22.96 exercise price | 2013-04-19 | |
| 2013-04-08 | LUNDY RUSS II Officer (EVP, Stores) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 14,975 owned after | $22.96 exercise price | 2013-04-19 | |
| 2013-04-08 | LUNDY RUSS II Officer (EVP, Stores) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 13,350 owned after | $22.96 exercise price | 2013-04-19 | |
| 2013-04-08 | LUNDY RUSS II Officer (EVP, Stores) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 10,350 owned after | $9.77 exercise price | 2013-04-19 | |
| 2013-04-08 | LUNDY RUSS II Officer (EVP, Stores) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 7,350 owned after | $15.50 exercise price | 2013-04-19 | |
| 2013-04-08 | LUNDY RUSS II Officer (EVP, Stores) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,450 5,900 owned after | $18.84 exercise price | 2013-04-19 | |
| 2013-04-08 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 8,800 owned after | $15.50 exercise price | 2013-04-10 | |
| 2013-04-04 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 53,100 owned after | $9.77 exercise price | 2013-04-05 | |
| 2013-04-04 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 49,350 owned after | $9.77 exercise price | 2013-04-05 | |
| 2013-04-04 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 45,600 owned after | $9.77 exercise price | 2013-04-05 | |
| 2013-04-04 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 41,850 owned after | $9.77 exercise price | 2013-04-05 | |
| 2013-04-03 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 19,675 owned after | $22.96 exercise price | 2013-04-05 | |
| 2013-04-03 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 18,050 owned after | $22.96 exercise price | 2013-04-05 | |
| 2013-04-03 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 16,425 owned after | $22.96 exercise price | 2013-04-05 | |
| 2013-04-03 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,625 14,800 owned after | $22.96 exercise price | 2013-04-05 | |
| 2013-04-03 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 11,800 owned after | $9.77 exercise price | 2013-04-05 | |
| 2013-03-12 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 24,300 owned after | $15.50 exercise price | 2013-03-13 | |
| 2013-03-12 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 21,300 owned after | $15.50 exercise price | 2013-03-13 | |
| 2013-03-12 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 83,850 owned after | $19.18 exercise price | 2013-03-13 | |
| 2013-03-12 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 80,850 owned after | $19.18 exercise price | 2013-03-13 | |
| 2013-03-12 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 77,850 owned after | $19.18 exercise price | 2013-03-13 | |
| 2013-03-12 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 74,850 owned after | $19.18 exercise price | 2013-03-13 | |
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $22.96 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $22.96 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $22.96 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $9.77 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $15.50 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $15.50 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $18.84 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $18.84 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3/A | Stock Appreciation Rights Derivative · Direct | Holding | $18.84 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $22.96 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $22.96 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $22.96 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $9.77 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $15.50 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $15.50 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $18.84 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $18.84 exercise price | 2013-02-07 | ||
| 2013-02-07 holding as of filing | LUNDY RUSS II Officer (EVP, Stores) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $18.84 exercise price | 2013-02-07 |