STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-03-29: Reporting owner SWARTZ JOANNE; Form 4/A; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-03-29: Reporting owner STASYSZEN RICHARD E; Form 4/A; Security Stock Appreciation Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-03-29: Reporting owner RECORD EDWARD J; Form 4/A; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-03-29: Reporting owner Maloney Richard A; Form 4/A; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-03-29 | SWARTZ JOANNE Officer (EVP, Sales Promotion & Mkting) | 4/A | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,850 95,955 owned after | $18.84 exercise price | 2011-04-11 | |
| 2011-03-29 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4/A | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −5,800 53,808 owned after | $18.84 exercise price | 2011-04-11 | |
| 2011-03-29 | RECORD EDWARD J Officer (COO) | 4/A | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,250 312,250 owned after | $18.84 exercise price | 2011-04-11 | |
| 2011-03-29 | Maloney Richard A Officer (CMO) | 4/A | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,250 267,250 owned after | $18.84 exercise price | 2011-04-11 | |
| 2011-03-29 | LUCAS RON Officer (EVP, HR) | 4/A | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,850 149,614 owned after | $18.84 exercise price | 2011-04-11 | |
| 2011-03-29 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4/A | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,850 56,850 owned after | $18.84 exercise price | 2011-04-11 | |
| 2011-03-29 | Hall Andrew T Director, Officer (President & CEO) | 4/A | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,500 654,500 owned after | $18.84 exercise price | 2011-04-11 | |
| 2011-03-29 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,000 54,008 owned after | $18.84 exercise price | 2011-03-31 | |
| 2011-03-29 | SWARTZ JOANNE Officer (EVP, Sales Promotion & Mkting) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 97,105 owned after | $18.84 exercise price | 2011-03-31 | |
| 2011-03-29 | RECORD EDWARD J Officer (COO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 314,000 owned after | $18.84 exercise price | 2011-03-31 | |
| 2011-03-29 | Maloney Richard A Officer (CMO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 269,000 owned after | $18.84 exercise price | 2011-03-31 | |
| 2011-03-29 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 150,764 owned after | $18.84 exercise price | 2011-03-31 | |
| 2011-03-29 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 58,000 owned after | $18.84 exercise price | 2011-03-31 | |
| 2011-03-29 | Hall Andrew T Director, Officer (President & CEO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,500 660,500 owned after | $18.84 exercise price | 2011-03-31 | |
| 2011-03-28 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 48,008 owned after | $9.77 exercise price | 2011-03-29 | |
| 2011-03-18 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 51,008 owned after | $9.77 | 2011-03-22 | |
| 2011-01-14 holding as of filing | Shein Oded Officer (EVP, CFO) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $16.31 exercise price | 2011-01-14 |