STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-27: Reporting owner LUNDY RUSS II; Form 4/A; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-27: Reporting owner WARD MEL; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-27: Reporting owner SWARTZ JOANNE; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-27: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-27 | LUNDY RUSS II Officer (SVP, Peebles Stores) | 4/A | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 46,500 owned after | $9.77 exercise price | 2010-01-22 | |
| 2009-03-27 | WARD MEL Officer (SVP, Real Estate) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 34,741 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | SWARTZ JOANNE Officer (EVP, Sales and Marketing) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 69,105 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 42,008 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | RECORD EDWARD J Officer (EVP, CFO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 190,000 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | Maloney Richard A Officer (President, COO Peebles) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 145,000 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | LUNDY RUSS II Officer (SVP, Peebles Stores) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 44,500 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 220,264 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | Hall Andrew T Director, Officer (President & CEO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 486,000 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | GRUBBS GOUGH H Officer (SVP, Logistics & Distribution) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 70,132 owned after | $9.77 exercise price | 2009-03-31 | |
| 2009-03-27 | CRUSE ERNEST Officer (EVP, Store Operations) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 115,926 owned after | $9.77 exercise price | 2009-03-31 |