STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-03-17: Reporting owner SWARTZ JOANNE; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-03-17: Reporting owner MCCREERY MICHAEL E; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-03-17: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-03-17: Reporting owner ABRAMCZYK DENNIS; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-03-17 | SWARTZ JOANNE Officer (SVP, Adv & Mkt) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 70,320 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | MCCREERY MICHAEL E Director, Officer (EVP & CFO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 189,056 owned after | $28.77 exercise price | 2006-03-21 | |
| 2006-03-17 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 7,672 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | ABRAMCZYK DENNIS Officer (EVP, Div. COO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 59,452 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | GRUBBS GOUGH H Officer (SVP, Logistics & Distribution) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 32,672 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | SCARBOROUGH JAMES Director, Officer (Chairman & CEO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,500 1,602,774 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | WARD MEL Officer (SVP, Real Estate) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 8,161 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | CRUSE ERNEST Officer (EVP, Store Operations) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 22,284 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | KISH JEFF Officer (SVP, Chief Information Officer) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 74,581 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | LUCAS RON Officer (EVP, Human Resources) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 164,843 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | LUNDY RUSS II Officer (SVP, Peebles Stores) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 15,750 owned after | $28.77 | 2006-03-21 | |
| 2006-03-17 | Murray Cynthia Officer (EVP, Div CMO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 113,277 owned after | $28.77 | 2006-03-21 | |
| 2006-03-01 holding as of filing | Hall Andrew T Officer (Pres. & COO) | 3 | Stock Appreciation Rights (SARs) Derivative · Direct | Holding | $28.11 exercise price | 2006-03-01 |