STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-18: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-18: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-18: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 36,300 owned after | $15.87 exercise price | 2012-12-19 | |
| 2012-12-18 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 33,300 owned after | $15.87 exercise price | 2012-12-19 | |
| 2012-12-18 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 30,300 owned after | $15.87 exercise price | 2012-12-19 | |
| 2012-12-18 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 27,300 owned after | $15.87 exercise price | 2012-12-19 | |
| 2012-09-04 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,687 44,363 owned after | $19.18 exercise price | 2012-09-05 | |
| 2012-09-04 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,688 42,675 owned after | $19.18 exercise price | 2012-09-05 | |
| 2012-09-04 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,687 40,988 owned after | $19.18 exercise price | 2012-09-05 | |
| 2012-09-04 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,688 39,300 owned after | $19.18 exercise price | 2012-09-05 | |
| 2012-08-31 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 46,050 owned after | $9.77 exercise price | 2012-09-05 |