STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-09-02: Reporting owner Bernard Robert J; Form 3; Security Stock Appreciation Rights; Transaction Holding.
- 2010-03-26: Reporting owner SWARTZ JOANNE; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-03-26: Reporting owner STASYSZEN RICHARD E; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-03-26: Reporting owner LUCAS RON; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-09-02 holding as of filing | Bernard Robert J Officer (President and COO) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $11.07 exercise price | 2010-09-02 | ||
| 2010-03-26 | SWARTZ JOANNE Officer (EVP, Advertising & Promotion) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 87,105 owned after | $15.50 exercise price | 2010-03-30 | |
| 2010-03-26 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 54,008 owned after | $15.50 exercise price | 2010-03-30 | |
| 2010-03-26 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 238,264 owned after | $15.50 exercise price | 2010-03-30 | |
| 2010-03-26 | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 48,000 owned after | $15.50 exercise price | 2010-03-30 | |
| 2010-03-26 | Hall Andrew T Director, Officer (President & CEO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 586,000 owned after | $15.50 exercise price | 2010-03-30 | |
| 2010-03-10 holding as of filing | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $13.26 exercise price | 2010-03-10 | ||
| 2010-03-10 holding as of filing | HUNTER STEVEN L Officer (EVP, Chief Information Officer) | 3 | Stock Appreciation Rights Derivative · Direct | Holding | $9.77 exercise price | 2010-03-10 | ||
| 2010-02-15 | RECORD EDWARD J Officer (CFO, COO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 290,000 owned after | $12.94 exercise price | 2010-02-16 | |
| 2010-02-15 | Maloney Richard A Officer (CMO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 245,000 owned after | $12.94 exercise price | 2010-02-16 |