STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-03: Reporting owner Hall Andrew T; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-16: Reporting owner Maloney Richard A; Form 3; Security Stock Appreciation Rights (SARs); Transaction Holding.
- 2008-03-28: Reporting owner Hall Andrew T; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-03-28: Reporting owner LUNDY RUSS II; Form 4; Security Stock Appreciation Rights (SARs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-03 | Hall Andrew T Director, Officer (President & CEO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 386,000 owned after | $7.07 exercise price | 2008-11-05 | |
| 2008-10-16 holding as of filing | Maloney Richard A Officer (President, COO Peebles) | 3 | Stock Appreciation Rights (SARs) Derivative · Direct | Holding | $11.03 exercise price | 2008-10-16 | ||
| 2008-03-28 | Hall Andrew T Officer (President & COO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,000 286,000 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | LUNDY RUSS II Officer (SVP, Peebles Stores) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 34,500 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | RECORD EDWARD J Officer (EVP, CFO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 145,000 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | SWARTZ JOANNE Officer (EVP, Sales and Marketing) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 51,105 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | Murray Cynthia Officer (EVP, CMO) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 214,040 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 202,264 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 30,008 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | WARD MEL Officer (SVP, Real Estate) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 26,741 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | GRUBBS GOUGH H Officer (SVP, Logistics & Distribution) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 58,132 owned after | $15.87 exercise price | 2008-04-01 | |
| 2008-03-28 | CRUSE ERNEST Officer (EVP, Store Operations) | 4 | Stock Appreciation Rights (SARs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 85,926 owned after | $15.87 exercise price | 2008-04-01 |