STAGE STORES INC Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-05-21: Reporting owner RECORD EDWARD J; Form 3; Security Stock Appreciation Rights (SARs); Transaction Holding.
- 2007-04-24: Reporting owner SCARBOROUGH JAMES; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-03-28: Reporting owner Murray Cynthia; Form 4; Security Stock Appreciation Rights (SARS); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-03-28: Reporting owner SWARTZ JOANNE; Form 4; Security Stock Appreciation Rights (SARS); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-05-21 holding as of filing | RECORD EDWARD J Officer (EVP, Chief Admin. Officer) | 3 | Stock Appreciation Rights (SARs) Derivative · Direct | Holding | $19.96 exercise price | 2007-05-21 | ||
| 2007-04-24 | SCARBOROUGH JAMES Officer (Chairman & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 1,554,160 owned after | $6.67 | 2007-04-25 | |
| 2007-03-28 | Murray Cynthia Officer (EVP, CMO) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 178,040 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | SWARTZ JOANNE Officer (EVP, Sales and Marketing) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 33,105 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | KISH JEFF Officer (EVP, CIO) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 95,746 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | Hall Andrew T Officer (President & COO) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 200,000 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | CRUSE ERNEST Officer (EVP, Store Operations) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,500 55,926 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | WARD MEL Officer (SVP, Real Estate) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 18,741 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | STASYSZEN RICHARD E Officer (SVP, Finance and Controller) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 18,008 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | ABRAMCZYK DENNIS Officer (EVP, COO Peebles) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 109,178 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | LUNDY RUSS II Officer (SVP, Peebles Stores) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 24,500 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | LUCAS RON Officer (EVP, HR) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 184,264 owned after | $22.96 exercise price | 2007-03-30 | |
| 2007-03-28 | GRUBBS GOUGH H Officer (SVP, Logistics & Distribution) | 4 | Stock Appreciation Rights (SARS) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 46,132 owned after | $22.96 exercise price | 2007-03-30 |