Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-31: Reporting owner TAYLOR DIANA L; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner Simms Marsha; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner Meyer Daniel Harris; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-31: Reporting owner ANGELO JOHN M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-31 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 532 owned after | no price filed | 2013-01-03 | |
| 2012-12-31 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 59 owned after | no price filed | 2013-01-03 | |
| 2012-12-31 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 59 owned after | no price filed | 2013-01-03 | |
| 2012-12-31 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 532 owned after | no price filed | 2013-01-03 | |
| 2012-12-31 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90 640 owned after | no price filed | 2013-01-03 | |
| 2012-12-31 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109 921 owned after | no price filed | 2013-01-03 | |
| 2012-12-31 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +177 1,944 owned after | no price filed | 2013-01-03 | |
| 2012-12-31 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212 2,465 owned after | no price filed | 2013-01-03 | |
| 2012-12-31 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +212 2,465 owned after | no price filed | 2013-01-03 | |
| 2012-12-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61 2,196 owned after | no price filed | 2014-01-13 | |
| 2012-12-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 560 owned after | no price filed | 2012-12-17 | |
| 2012-12-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 449 owned after | no price filed | 2012-12-17 | |
| 2012-12-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71 1,895 owned after | no price filed | 2012-12-17 | |
| 2012-12-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 35 owned after | no price filed | 2012-12-17 | |
| 2012-12-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44 845 owned after | no price filed | 2012-12-17 | |
| 2012-12-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 35 owned after | no price filed | 2012-12-17 | |
| 2012-12-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85 2,468 owned after | no price filed | 2012-12-17 | |
| 2012-12-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85 2,468 owned after | no price filed | 2012-12-17 | |
| 2012-12-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 449 owned after | no price filed | 2012-12-17 | |
| 2012-09-15 | Meyer Daniel Harris Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 25 owned after | no price filed | 2012-10-09 | |
| 2012-09-15 | Simms Marsha Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 25 owned after | no price filed | 2012-10-09 | |
| 2012-09-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 523 owned after | no price filed | 2012-09-17 | |
| 2012-09-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29 416 owned after | no price filed | 2012-09-17 | |
| 2012-09-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63 1,824 owned after | no price filed | 2012-09-17 | |
| 2012-09-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 20 owned after | no price filed | 2012-09-17 | |
| 2012-09-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 801 owned after | no price filed | 2012-09-17 | |
| 2012-09-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 20 owned after | no price filed | 2012-09-17 | |
| 2012-09-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76 2,383 owned after | no price filed | 2012-09-17 | |
| 2012-09-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76 2,383 owned after | no price filed | 2012-09-17 | |
| 2012-09-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29 416 owned after | no price filed | 2012-09-17 | |
| 2012-06-15 | WEIBLING DENNIS M Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35 492 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | TAYLOR DIANA L Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 387 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | TAUBMAN ROBERT S Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72 1,760 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | Simms Marsha Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 18 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | QUESTROM ALLEN I Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43 763 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | Meyer Daniel Harris Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 18 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87 2,307 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | ANGELO JOHN M Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 387 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | BLAKENHAM MICHAEL Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87 2,307 owned after | no price filed | 2012-07-09 | |
| 2012-06-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34 491 owned after | no price filed | 2012-06-18 | |
| 2012-06-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 386 owned after | no price filed | 2012-06-18 | |
| 2012-06-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71 1,759 owned after | no price filed | 2012-06-18 | |
| 2012-06-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 17 owned after | no price filed | 2012-06-18 | |
| 2012-06-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42 762 owned after | no price filed | 2012-06-18 | |
| 2012-06-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 17 owned after | no price filed | 2012-06-18 | |
| 2012-06-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85 2,306 owned after | no price filed | 2012-06-18 | |
| 2012-06-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +85 2,306 owned after | no price filed | 2012-06-18 | |
| 2012-06-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 386 owned after | no price filed | 2012-06-18 | |
| 2012-03-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 457 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 720 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 355 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41 1,091 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 11 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55 1,688 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | MURDOCH JAMES R Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 32 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 11 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67 2,221 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67 2,221 owned after | no price filed | 2012-03-15 | |
| 2012-03-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 355 owned after | no price filed | 2012-03-15 |