Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-17: Reporting owner TAYLOR DIANA L; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-17: Reporting owner ANGELO JOHN M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-17: Reporting owner BLAKENHAM MICHAEL; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-17: Reporting owner Devonshire Duke of; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-17 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 5 owned after | no price filed | 2007-12-18 | |
| 2007-12-17 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 5 owned after | no price filed | 2007-12-18 | |
| 2007-12-17 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 405 owned after | no price filed | 2007-12-18 | |
| 2007-12-17 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 405 owned after | no price filed | 2007-12-18 | |
| 2007-12-17 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62 268 owned after | no price filed | 2007-12-18 | |
| 2007-12-17 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35 149 owned after | no price filed | 2007-12-18 | |
| 2007-12-17 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 75 owned after | no price filed | 2007-12-18 | |
| 2007-12-17 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7 25 owned after | no price filed | 2007-12-18 | |
| 2007-09-17 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 2 owned after | no price filed | 2007-09-17 | |
| 2007-09-17 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 2 owned after | no price filed | 2007-09-17 | |
| 2007-09-17 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69 322 owned after | no price filed | 2007-09-17 | |
| 2007-09-17 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69 322 owned after | no price filed | 2007-09-17 | |
| 2007-09-17 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 207 owned after | no price filed | 2007-09-17 | |
| 2007-09-17 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29 114 owned after | no price filed | 2007-09-17 | |
| 2007-09-17 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 17 owned after | no price filed | 2007-09-17 | |
| 2007-06-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 56 owned after | no price filed | 2007-09-17 | |
| 2007-06-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 12 owned after | no price filed | 2007-06-21 | |
| 2007-06-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 41 owned after | no price filed | 2007-06-21 | |
| 2007-06-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 85 owned after | no price filed | 2007-06-21 | |
| 2007-06-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29 156 owned after | no price filed | 2007-06-21 | |
| 2007-06-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39 253 owned after | no price filed | 2007-06-21 | |
| 2007-06-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39 253 owned after | no price filed | 2007-06-21 | |
| 2007-06-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2007-06-21 | |
| 2007-06-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2007-06-21 | |
| 2007-05-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 10 owned after | no price filed | 2007-05-15 | |
| 2007-05-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 33 owned after | no price filed | 2007-05-15 | |
| 2007-05-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 69 owned after | no price filed | 2007-05-15 | |
| 2007-05-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 127 owned after | no price filed | 2007-05-15 | |
| 2007-05-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52 214 owned after | no price filed | 2007-05-15 | |
| 2007-05-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52 214 owned after | no price filed | 2007-05-15 |