Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 45 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-15: Reporting owner Meyer Daniel Harris; Form 4/A; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-15: Reporting owner Simms Marsha; Form 4/A; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-15: Reporting owner Simms Marsha; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-15: Reporting owner Murdoch James R.; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-15 | Meyer Daniel Harris Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 6 owned after | no price filed | 2011-12-21 | |
| 2011-12-15 | Simms Marsha Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 6 owned after | no price filed | 2011-12-21 | |
| 2011-12-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 5 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | Murdoch James R. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 23 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35 430 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 331 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76 1,633 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56 1,050 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44 688 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | Murdoch James R. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 23 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 5 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92 2,154 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92 2,154 owned after | no price filed | 2011-12-16 | |
| 2011-12-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 331 owned after | no price filed | 2011-12-16 | |
| 2011-09-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 395 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 299 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34 1,558 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 994 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 2 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20 644 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | Murdoch James R. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 13 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 2 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42 2,062 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42 2,062 owned after | no price filed | 2011-09-19 | |
| 2011-09-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 299 owned after | no price filed | 2011-09-19 | |
| 2011-06-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 380 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18 624 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 285 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24 968 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32 1,523 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | Murdoch James R. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 9 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40 2,021 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40 2,021 owned after | no price filed | 2011-06-15 | |
| 2011-06-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 285 owned after | no price filed | 2011-06-15 | |
| 2011-03-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12 365 owned after | no price filed | 2011-03-15 | |
| 2011-03-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 272 owned after | no price filed | 2011-03-15 | |
| 2011-03-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 606 owned after | no price filed | 2011-03-15 | |
| 2011-03-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 272 owned after | no price filed | 2011-03-15 | |
| 2011-03-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 945 owned after | no price filed | 2011-03-15 | |
| 2011-03-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27 1,491 owned after | no price filed | 2011-03-15 | |
| 2011-03-15 | Murdoch James R. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 6 owned after | no price filed | 2011-03-15 | |
| 2011-03-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 1,981 owned after | no price filed | 2011-03-15 | |
| 2011-03-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 1,981 owned after | no price filed | 2011-03-15 |