Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-15: Reporting owner WEIBLING DENNIS M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-15: Reporting owner QUESTROM ALLEN I; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-15: Reporting owner TAYLOR DIANA L; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-15: Reporting owner STEWART DONALD M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 298 owned after | no price filed | 2009-12-15 | |
| 2009-12-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 517 owned after | no price filed | 2009-12-15 | |
| 2009-12-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 213 owned after | no price filed | 2009-12-15 | |
| 2009-12-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 827 owned after | no price filed | 2009-12-15 | |
| 2009-12-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17 213 owned after | no price filed | 2009-12-15 | |
| 2009-12-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52 1,326 owned after | no price filed | 2009-12-15 | |
| 2009-12-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65 1,776 owned after | no price filed | 2009-12-15 | |
| 2009-12-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65 1,776 owned after | no price filed | 2009-12-15 | |
| 2009-09-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22 278 owned after | no price filed | 2009-09-17 | |
| 2009-09-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 491 owned after | no price filed | 2009-09-17 | |
| 2009-09-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 196 owned after | no price filed | 2009-09-17 | |
| 2009-09-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43 790 owned after | no price filed | 2009-09-17 | |
| 2009-09-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63 1,273 owned after | no price filed | 2009-09-17 | |
| 2009-09-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79 1,711 owned after | no price filed | 2009-09-17 | |
| 2009-09-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +79 1,711 owned after | no price filed | 2009-09-17 | |
| 2009-09-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 196 owned after | no price filed | 2009-09-17 | |
| 2009-06-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23 256 owned after | no price filed | 2009-06-16 | |
| 2009-06-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34 460 owned after | no price filed | 2009-06-16 | |
| 2009-06-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 177 owned after | no price filed | 2009-06-16 | |
| 2009-06-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48 747 owned after | no price filed | 2009-06-16 | |
| 2009-06-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71 1,210 owned after | no price filed | 2009-06-16 | |
| 2009-06-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89 1,631 owned after | no price filed | 2009-06-16 | |
| 2009-06-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +89 1,631 owned after | no price filed | 2009-06-16 | |
| 2009-06-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 177 owned after | no price filed | 2009-06-16 | |
| 2009-03-16 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +451 1,542 owned after | no price filed | 2009-03-17 | |
| 2009-03-16 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +451 1,542 owned after | no price filed | 2009-03-17 | |
| 2009-03-16 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +352 1,140 owned after | no price filed | 2009-03-17 | |
| 2009-03-16 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +232 699 owned after | no price filed | 2009-03-17 | |
| 2009-03-16 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 158 owned after | no price filed | 2009-03-17 | |
| 2009-03-16 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157 426 owned after | no price filed | 2009-03-17 | |
| 2009-03-16 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +104 233 owned after | no price filed | 2009-03-17 | |
| 2009-03-16 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +83 158 owned after | no price filed | 2009-03-17 |