Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 48 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-15: Reporting owner Smith, Jr. Thomas S.; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-15: Reporting owner Wilson Harry James; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-15: Reporting owner WEIBLING DENNIS M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-15: Reporting owner TAYLOR DIANA L; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-15 | Smith, Jr. Thomas S. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +136 47,307 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | Wilson Harry James Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 25 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63 2,685 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59 2,424 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109 5,825 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28 780 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | Reza Olivier Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 25 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | Devonshire Duke of Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +128 7,119 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | DE SOLE DOMENICO Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 76 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | Conroy Kevin C. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 25 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | BIBLIOWICZ JESSICA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8 25 owned after | no price filed | 2015-09-15 | |
| 2015-09-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +59 2,424 owned after | no price filed | 2015-09-15 | |
| 2015-06-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46 2,621 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | Wilson Harry James Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 17 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43 2,365 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80 5,715 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20 752 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | Smith, Jr. Thomas S. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101 47,171 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | Reza Olivier Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 17 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | DE SOLE DOMENICO Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9 60 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | Devonshire Duke of Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94 6,991 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | Conroy Kevin C. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 17 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | BIBLIOWICZ JESSICA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 17 owned after | no price filed | 2015-06-16 | |
| 2015-06-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43 2,365 owned after | no price filed | 2015-06-16 | |
| 2015-05-15 | Wilson Harry James Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 7 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Wilson Harry James Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 12 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52 2,524 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +51 2,576 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +93 5,545 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90 5,635 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49 2,274 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48 2,322 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 711 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 733 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Reza Olivier Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 7 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Reza Olivier Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 12 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 711 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 733 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Devonshire Duke of Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +109 6,791 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Devonshire Duke of Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +106 6,897 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | DE SOLE DOMENICO Director, Officer (Chairman of the Board) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 45 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | DE SOLE DOMENICO Director, Officer (Chairman of the Board) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6 51 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Conroy Kevin C. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 7 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | Conroy Kevin C. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 12 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | BIBLIOWICZ JESSICA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4 7 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | BIBLIOWICZ JESSICA M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5 12 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49 2,274 owned after | no price filed | 2015-05-19 | |
| 2015-05-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48 2,322 owned after | no price filed | 2015-05-19 |