Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 44 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-15: Reporting owner ANGELO JOHN M; Form 4/A; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-15: Reporting owner WEIBLING DENNIS M; Form 4/A; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-15: Reporting owner QUESTROM ALLEN I; Form 4/A; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-12-15: Reporting owner TAYLOR DIANA L; Form 4/A; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-15 | ANGELO JOHN M Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 262 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | WEIBLING DENNIS M Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 354 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | QUESTROM ALLEN I Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 591 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | TAYLOR DIANA L Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 262 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | STEWART DONALD M Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 925 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | TAUBMAN ROBERT S Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27 1,464 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | Murdoch James R. Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 4 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 1,948 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | BLAKENHAM MICHAEL Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 1,948 owned after | no price filed | 2010-12-21 | |
| 2010-12-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 359 owned after | no price filed | 2010-12-15 | |
| 2010-12-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 598 owned after | no price filed | 2010-12-15 | |
| 2010-12-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 266 owned after | no price filed | 2010-12-15 | |
| 2010-12-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28 934 owned after | no price filed | 2010-12-15 | |
| 2010-12-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39 1,476 owned after | no price filed | 2010-12-15 | |
| 2010-12-15 | Murdoch James R. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 5 owned after | no price filed | 2010-12-15 | |
| 2010-12-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48 1,963 owned after | no price filed | 2010-12-15 | |
| 2010-12-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48 1,963 owned after | no price filed | 2010-12-15 | |
| 2010-12-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15 266 owned after | no price filed | 2010-12-15 | |
| 2010-09-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 252 owned after | no price filed | 2010-09-16 | |
| 2010-09-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16 342 owned after | no price filed | 2010-09-16 | |
| 2010-09-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27 906 owned after | no price filed | 2010-09-16 | |
| 2010-09-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 1,437 owned after | no price filed | 2010-09-16 | |
| 2010-09-15 | Murdoch James R. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2 2 owned after | no price filed | 2010-09-16 | |
| 2010-09-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 1,915 owned after | no price filed | 2010-09-16 | |
| 2010-09-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 1,915 owned after | no price filed | 2010-09-16 | |
| 2010-09-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 252 owned after | no price filed | 2010-09-16 | |
| 2010-09-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21 576 owned after | no price filed | 2010-09-16 | |
| 2010-06-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 327 owned after | no price filed | 2010-06-16 | |
| 2010-06-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19 556 owned after | no price filed | 2010-06-16 | |
| 2010-06-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12 238 owned after | no price filed | 2010-06-16 | |
| 2010-06-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25 879 owned after | no price filed | 2010-06-16 | |
| 2010-06-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36 1,399 owned after | no price filed | 2010-06-16 | |
| 2010-06-15 | Murdoch James R. Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2010-06-16 | |
| 2010-06-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45 1,868 owned after | no price filed | 2010-06-16 | |
| 2010-06-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45 1,868 owned after | no price filed | 2010-06-16 | |
| 2010-06-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12 238 owned after | no price filed | 2010-06-16 | |
| 2010-03-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 225 owned after | no price filed | 2010-03-15 | |
| 2010-03-15 | BLAKENHAM MICHAEL Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 1,823 owned after | no price filed | 2010-03-15 | |
| 2010-03-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47 1,823 owned after | no price filed | 2010-03-15 | |
| 2010-03-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +38 1,363 owned after | no price filed | 2010-03-15 | |
| 2010-03-15 | STEWART DONALD M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26 853 owned after | no price filed | 2010-03-15 | |
| 2010-03-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 225 owned after | no price filed | 2010-03-15 | |
| 2010-03-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20 537 owned after | no price filed | 2010-03-15 | |
| 2010-03-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14 312 owned after | no price filed | 2010-03-15 |