Sotheby's Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-15: Reporting owner WEIBLING DENNIS M; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-15: Reporting owner TAYLOR DIANA L; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-15: Reporting owner Simms Marsha; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-15: Reporting owner QUESTROM ALLEN I; Form 4; Security Dividend Equivalent Rights; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 716 owned after | no price filed | 2014-01-13 | |
| 2013-12-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 594 owned after | no price filed | 2014-01-13 | |
| 2013-12-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 81 owned after | no price filed | 2014-01-13 | |
| 2013-12-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39 1,033 owned after | no price filed | 2014-01-13 | |
| 2013-12-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 81 owned after | no price filed | 2014-01-13 | |
| 2013-12-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73 2,827 owned after | no price filed | 2014-01-13 | |
| 2013-12-15 | DE SOLE DOMENICO Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | no price filed | 2014-01-13 | |
| 2013-12-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 594 owned after | no price filed | 2014-01-13 | |
| 2013-09-15 | WEIBLING DENNIS M Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 683 owned after | no price filed | 2013-10-03 | |
| 2013-09-15 | QUESTROM ALLEN I Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40 994 owned after | no price filed | 2013-10-03 | |
| 2013-09-15 | TAYLOR DIANA L Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 563 owned after | no price filed | 2013-10-03 | |
| 2013-09-15 | Simms Marsha Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 70 owned after | no price filed | 2013-10-03 | |
| 2013-09-15 | TAUBMAN ROBERT S Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +63 2,134 owned after | no price filed | 2013-10-03 | |
| 2013-09-15 | Meyer Daniel Harris Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11 70 owned after | no price filed | 2013-10-03 | |
| 2013-09-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75 2,754 owned after | no price filed | 2013-10-03 | |
| 2013-09-15 | ANGELO JOHN M Director | 4/A | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31 563 owned after | no price filed | 2013-10-03 | |
| 2013-09-15 | Meyer Daniel Harris Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 69 owned after | no price filed | 2013-09-18 | |
| 2013-09-15 | Simms Marsha Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10 69 owned after | no price filed | 2013-09-18 | |
| 2013-09-15 | WEIBLING DENNIS M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33 682 owned after | no price filed | 2013-09-18 | |
| 2013-09-15 | ANGELO JOHN M Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30 562 owned after | no price filed | 2013-09-18 | |
| 2013-09-15 | TAYLOR DIANA L Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30 562 owned after | no price filed | 2013-09-18 | |
| 2013-09-15 | QUESTROM ALLEN I Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39 993 owned after | no price filed | 2013-09-18 | |
| 2013-09-15 | Devonshire Duke of Director, Officer (Deputy Chairman) | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74 2,753 owned after | no price filed | 2013-09-18 | |
| 2013-09-15 | TAUBMAN ROBERT S Director | 4 | Dividend Equivalent Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62 2,133 owned after | no price filed | 2013-09-18 |