SOLARCITY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-15: Reporting owner Serra Tanguy; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-08-25: Reporting owner Rive Peter J; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-08-25: Reporting owner Rive Lyndon R; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-08-24: Reporting owner Rive Peter J; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-15 | Serra Tanguy Officer (President) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $40.05 exercise price | 2015-12-16 | |
| 2015-08-25 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $0.00 | 2015-08-27 | |
| 2015-08-25 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000,000 3,000,000 owned after | $0.00 | 2015-08-27 | |
| 2015-08-24 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,800 664,700 owned after | $1.62 exercise price | 2015-08-24 | |
| 2015-08-24 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,800 647,913 owned after | $1.62 exercise price | 2015-08-24 | |
| 2015-08-15 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $48.81 exercise price | 2015-08-18 | |
| 2015-05-15 | Van de Bunt Bennet Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Van de Bunt Bennet Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Straubel Jeffrey B Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Pfund Nancy E Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Pfund Nancy E Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Pfund Nancy E Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Pfund Nancy E Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Musk Elon Director, 10% Owner | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Gracias Antonio J. Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Fisher John H N Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Fisher John H N Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 3,500 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Fisher John H N Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-05-15 | Fisher John H N Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $62.51 exercise price | 2015-05-18 | |
| 2015-01-30 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $48.61 exercise price | 2015-02-03 |