SOLARCITY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-21: Reporting owner Wellinghoff Jon; Form 4; Security Option to Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-21: Reporting owner Rive Lyndon R; Form 4; Security Option to Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-21: Reporting owner Rive Lyndon R; Form 4; Security Option to Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-21: Reporting owner Rive Lyndon R; Form 4; Security Option to Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-21 | Wellinghoff Jon Officer (Chief Policy Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,016 0 owned after | $20.06 exercise price | 2016-11-23 | |
| 2016-11-21 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −647,913 0 owned after | $1.62 exercise price | 2016-11-23 | |
| 2016-11-21 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $5.07 exercise price | 2016-11-23 | |
| 2016-11-21 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000,000 0 owned after | $48.97 exercise price | 2016-11-23 | |
| 2016-11-21 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −664,700 0 owned after | $1.62 exercise price | 2016-11-23 | |
| 2016-11-21 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $5.07 exercise price | 2016-11-23 | |
| 2016-11-21 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000,000 0 owned after | $48.97 exercise price | 2016-11-23 | |
| 2016-11-21 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,785 0 owned after | $1.82 exercise price | 2016-11-23 | |
| 2016-11-21 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −20,000 0 owned after | $10.74 exercise price | 2016-11-23 | |
| 2016-11-21 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $45.25 exercise price | 2016-11-23 | |
| 2016-11-21 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −110,000 0 owned after | $48.61 exercise price | 2016-11-23 | |
| 2016-11-21 | Straubel Jeffrey B Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Straubel Jeffrey B Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $27.37 exercise price | 2016-11-23 | |
| 2016-11-21 | Small James Radford Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,000 0 owned after | $57.70 exercise price | 2016-11-23 | |
| 2016-11-21 | Small James Radford Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,000 0 owned after | $57.70 exercise price | 2016-11-23 | |
| 2016-11-21 | Small James Radford Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,000 0 owned after | $57.70 exercise price | 2016-11-23 | |
| 2016-11-21 | Musk Elon Director, 10% Owner | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Pfund Nancy E Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Pfund Nancy E Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Pfund Nancy E Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Pfund Nancy E Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Draper Associates Riskmasters Fund III, LLC | Draper Associates Riskmasters Fund, LLC | Fisher John H N 10% Owner | 10% Owner | Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Draper Associates Riskmasters Fund III, LLC | Draper Associates Riskmasters Fund, LLC | Fisher John H N 10% Owner | 10% Owner | Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Draper Associates Riskmasters Fund III, LLC | Draper Associates Riskmasters Fund, LLC | Fisher John H N 10% Owner | 10% Owner | Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Draper Associates Riskmasters Fund III, LLC | Draper Associates Riskmasters Fund, LLC | Fisher John H N 10% Owner | 10% Owner | Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Gracias Antonio J. Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Draper Fisher Jurvetson Fund X, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC | Draper Fisher Jurvetson Fund IX LP | DRAPER TIMOTHY C | Draper Fisher Jurvetson Partners IX, LLC | Jurvetson Stephen T | Draper Fisher Jurvetson Partners X, LLC | DRAPER FISHER JURVETSON GROWTH FUND 2006 LP 10% Owner | Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Draper Fisher Jurvetson Fund X, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC | Draper Fisher Jurvetson Fund IX LP | DRAPER TIMOTHY C | Draper Fisher Jurvetson Partners IX, LLC | Jurvetson Stephen T | Draper Fisher Jurvetson Partners X, LLC | DRAPER FISHER JURVETSON GROWTH FUND 2006 LP 10% Owner | Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,500 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Draper Fisher Jurvetson Fund X, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC | Draper Fisher Jurvetson Fund IX LP | DRAPER TIMOTHY C | Draper Fisher Jurvetson Partners IX, LLC | Jurvetson Stephen T | Draper Fisher Jurvetson Partners X, LLC | DRAPER FISHER JURVETSON GROWTH FUND 2006 LP 10% Owner | Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Draper Fisher Jurvetson Fund X, L.P. | Fisher John H N | DRAPER ASSOCIATES L P | DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC | Draper Fisher Jurvetson Fund IX LP | DRAPER TIMOTHY C | Draper Fisher Jurvetson Partners IX, LLC | Jurvetson Stephen T | Draper Fisher Jurvetson Partners X, LLC | DRAPER FISHER JURVETSON GROWTH FUND 2006 LP 10% Owner | Director | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 0 owned after | $48.81 exercise price | 2016-11-23 | |
| 2016-11-21 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $62.51 exercise price | 2016-11-23 | |
| 2016-11-21 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 0 owned after | $15.30 exercise price | 2016-11-23 | |
| 2016-11-21 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $18.48 exercise price | 2016-11-23 | |
| 2016-11-21 | Corey Tobin J Officer (President, Global Sales) | 4 | Option to Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 0 owned after | $23.07 exercise price | 2016-11-23 | |
| 2016-10-07 holding as of filing | Small James Radford Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $57.70 exercise price | 2016-10-07 | ||
| 2016-10-07 holding as of filing | Small James Radford Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $57.70 exercise price | 2016-10-07 | ||
| 2016-10-07 holding as of filing | Small James Radford Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $57.70 exercise price | 2016-10-07 | ||
| 2016-06-10 holding as of filing | Corey Tobin J Officer (President, Global Sales) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $23.07 exercise price | 2016-06-10 | ||
| 2016-06-08 | Corey Tobin J Officer (President, Global Sales) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $23.07 exercise price | 2016-06-10 | |
| 2016-05-16 | Wellinghoff Jon Officer (Chief Policy Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,016 200,016 owned after | $20.06 exercise price | 2016-05-17 | |
| 2016-03-15 | Straubel Jeffrey B Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 1,000 owned after | $27.37 exercise price | 2016-03-16 | |
| 2016-01-15 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +380,000 380,000 owned after | $35.20 exercise price | 2016-01-20 | |
| 2016-01-04 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,816 0 owned after | $1.62 exercise price | 2016-01-05 | |
| 2016-01-04 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,580 7,785 owned after | $1.82 exercise price | 2016-01-05 |