SOLARCITY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-16: Reporting owner Merkley Brendon; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-12: Reporting owner KELLY ROBERT DOUGLAS; Form 4; Security Option to purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-10: Reporting owner Weissman Seth R; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-06: Reporting owner Stanton John M; Form 4; Security Option to purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | Merkley Brendon Officer (EVP, Process Engineering) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $51.79 exercise price | 2013-12-17 | |
| 2013-12-12 | KELLY ROBERT DOUGLAS Officer (Chief Financial Officer) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 312,014 owned after | $5.92 exercise price | 2013-12-12 | |
| 2013-12-10 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 136,958 owned after | $1.62 exercise price | 2013-12-11 | |
| 2013-12-06 | Stanton John M Officer (VP, P&EM) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 93,280 owned after | $1.82 exercise price | 2013-12-06 | |
| 2013-12-05 | Stanton John M Officer (VP, P&EM) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 103,280 owned after | $1.82 exercise price | 2013-12-06 | |
| 2013-12-04 | Stanton John M Officer (VP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 113,280 owned after | $1.82 exercise price | 2013-12-05 | |
| 2013-12-03 | Stanton John M Officer (VP, P&EM) | 4 | Options to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 123,280 owned after | $1.82 exercise price | 2013-12-05 | |
| 2013-12-02 | Stanton John M Officer (VP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,986 133,280 owned after | $1.82 exercise price | 2013-12-03 | |
| 2013-11-19 | Van de Bunt Bennet Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $46.72 exercise price | 2013-11-21 | |
| 2013-09-24 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $35.31 exercise price | 2013-09-24 | |
| 2013-09-24 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $35.31 exercise price | 2013-09-24 | |
| 2013-09-24 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Option to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $35.31 exercise price | 2013-09-24 | |
| 2013-07-02 | Serra Tanguy Officer (EVP, Operations) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $37.74 exercise price | 2013-07-10 | |
| 2013-05-31 | Serra Tanguy Officer (EVP, Operations) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +188,241 188,241 owned after | $45.25 exercise price | 2013-06-03 | |
| 2013-05-31 | Serra Tanguy Officer (EVP, Operations) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $45.25 exercise price | 2013-06-03 | |
| 2013-05-31 | Stanton John M Officer (VP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $45.25 exercise price | 2013-06-03 | |
| 2013-05-31 | Weissman Seth R Officer (VP, Gen'l Counsel & Sec.) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $45.25 exercise price | 2013-06-03 | |
| 2013-05-31 | Weissman Seth R Officer (VP, Gen'l Counsel & Sec.) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $45.25 exercise price | 2013-06-03 | |
| 2013-05-31 | Keala Linda L Officer (VP, Human Resources) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $45.25 exercise price | 2013-06-03 | |
| 2013-05-31 | Keala Linda L Officer (VP, Human Resources) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $45.25 exercise price | 2013-06-03 | |
| 2013-02-06 | Kendall Donald R Jr Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $15.30 exercise price | 2013-02-08 |