SOLARCITY CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-23: Reporting owner Rive Lyndon R; Form 4; Security Zero Coupon Convertible Senior Notes due 2020; Transaction Holding.
- 2016-11-23: Reporting owner Musk Elon; Form 4; Security Zero Coupon Convertible Senior Notes due 2020; Transaction Holding.
- 2015-12-07: Reporting owner Rive Lyndon R; Form 5; Security Zero Coupon Convertible Senior Notes due 2020; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2015-12-07: Reporting owner Musk Elon; Form 5; Security Zero Coupon Convertible Senior Notes due 2020; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-23 holding as of filing | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Zero Coupon Convertible Senior Notes due 2020 Derivative · Direct | Holding | 0 owned after | $33.00 exercise price | 2016-11-23 | |
| 2016-11-23 holding as of filing | Musk Elon Director, 10% Owner | 4 | Zero Coupon Convertible Senior Notes due 2020 Derivative · Indirect · By Trust | Holding | 0 owned after | $33.00 exercise price | 2016-11-23 | |
| 2015-12-07 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 5 | Zero Coupon Convertible Senior Notes due 2020 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $33.00 exercise price | 2016-02-16 | ||
| 2015-12-07 | Musk Elon Director, 10% Owner | 5 | Zero Coupon Convertible Senior Notes due 2020 Derivative · Indirect · By Trust | P Open market or private purchase of non-derivative or derivative security | $33.00 exercise price | 2016-02-16 |