SOLARCITY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 52 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-24: Reporting owner Rive Lyndon R; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-16: Reporting owner Rive Peter J; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-10: Reporting owner Rive Peter J; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-07: Reporting owner Weissman Seth R; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-24 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 670,713 owned after | $1.62 exercise price | 2014-12-29 | |
| 2014-12-16 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 687,500 owned after | $1.62 exercise price | 2014-12-17 | |
| 2014-11-10 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −86,597 725,000 owned after | $1.62 exercise price | 2014-11-12 | |
| 2014-11-07 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 6,816 owned after | $1.62 exercise price | 2014-11-10 | |
| 2014-11-05 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 700,713 owned after | $1.62 exercise price | 2014-11-06 | |
| 2014-11-03 | Stanton John M Officer (EVP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,600 42,680 owned after | $1.62 exercise price | 2014-11-04 | |
| 2014-10-20 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 13,816 owned after | $1.62 exercise price | 2014-10-20 | |
| 2014-10-17 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 811,597 owned after | $1.62 exercise price | 2014-10-20 | |
| 2014-10-06 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 730,713 owned after | $1.62 exercise price | 2014-10-07 | |
| 2014-10-01 | Stanton John M Officer (EVP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 44,280 owned after | $1.82 exercise price | 2014-10-02 | |
| 2014-09-29 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 20,816 owned after | $1.62 exercise price | 2014-09-30 | |
| 2014-09-05 | Rive Peter J Director, Officer (Cheif Operating Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 849,097 owned after | $1.62 exercise price | 2014-09-08 | |
| 2014-09-02 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 760,713 owned after | $1.62 exercise price | 2014-09-03 | |
| 2014-09-02 | Stanton John M Officer (EVP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 45,780 owned after | $1.82 exercise price | 2014-09-03 | |
| 2014-08-25 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 27,816 owned after | $1.62 exercise price | 2014-08-25 | |
| 2014-08-18 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 790,713 owned after | $1.62 exercise price | 2014-08-19 | |
| 2014-08-15 | Buss Brad W Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $71.81 exercise price | 2014-08-18 | |
| 2014-08-15 | Buss Brad W Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $71.81 exercise price | 2014-08-18 | |
| 2014-08-15 | Buss Brad W Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $71.81 exercise price | 2014-08-18 | |
| 2014-08-15 | Buss Brad W Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $71.81 exercise price | 2014-08-18 | |
| 2014-08-07 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,203 886,597 owned after | $1.62 exercise price | 2014-08-08 | |
| 2014-08-01 | Stanton John M Officer (EVP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 47,280 owned after | $1.82 exercise price | 2014-08-04 | |
| 2014-07-30 | Rive Peter J Director, Officer (Chief Technology Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,200 969,800 owned after | $1.62 exercise price | 2014-07-31 | |
| 2014-07-08 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 34,816 owned after | $1.62 exercise price | 2014-07-09 | |
| 2014-07-03 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,982 820,713 owned after | $1.62 exercise price | 2014-07-03 | |
| 2014-07-01 | Stanton John M Officer (EVP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 48,780 owned after | $1.82 exercise price | 2014-07-02 | |
| 2014-06-27 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 41,816 owned after | $1.62 exercise price | 2014-06-30 | |
| 2014-06-27 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −76,725 833,695 owned after | $1.62 exercise price | 2014-06-30 | |
| 2014-06-23 | Stanton John M Officer (EVP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $70.00 exercise price | 2014-06-24 | |
| 2014-06-02 | Stanton John M Officer (VP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 50,280 owned after | $1.82 exercise price | 2014-06-03 | |
| 2014-05-21 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 48,816 owned after | $1.62 exercise price | 2014-05-21 | |
| 2014-05-06 | Rive Lyndon R Director, Officer (Chief Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −89,580 910,420 owned after | $1.62 exercise price | 2014-05-07 | |
| 2014-05-01 | Stanton John M Officer (VP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 51,780 owned after | $1.82 exercise price | 2014-05-02 | |
| 2014-05-01 | Keala Linda L Officer (EVP, Human Resources) | 4 | Option to purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,200 22,800 owned after | $3.40 exercise price | 2014-05-02 | |
| 2014-05-01 | Keala Linda L Officer (EVP, Human Resources) | 4 | Option to Purchase common stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 24,200 owned after | $45.25 exercise price | 2014-05-02 | |
| 2014-04-28 | Shulkin Jonathan K Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $52.90 exercise price | 2014-04-30 | |
| 2014-04-22 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 55,816 owned after | $1.62 exercise price | 2014-04-23 | |
| 2014-04-01 | Stanton John M Officer (VP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 53,280 owned after | $1.82 exercise price | 2014-04-02 | |
| 2014-04-01 | Keala Linda L Officer (EVP, Human Resources) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 26,000 owned after | $3.40 exercise price | 2014-04-01 | |
| 2014-03-28 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 62,816 owned after | $1.62 | 2014-03-28 | |
| 2014-03-19 | Stanton John M Officer (VP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 63,280 owned after | $1.82 exercise price | 2014-03-20 | |
| 2014-03-19 | Keala Linda L Officer (EVP, Human Resources) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 30,000 owned after | $3.40 exercise price | 2014-03-20 | |
| 2014-02-22 | Serra Tanguy Officer (Chief Operations Officer) | 4 | Option to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $75.86 exercise price | 2014-02-24 | |
| 2014-02-22 | Serra Tanguy Officer (Chief Operations Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $75.86 exercise price | 2014-02-24 | |
| 2014-02-22 | Serra Tanguy Officer (Chief Operations Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $75.86 exercise price | 2014-02-24 | |
| 2014-02-06 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 69,816 owned after | $1.62 exercise price | 2014-02-07 | |
| 2014-02-03 | Stanton John M Officer (VP, P&EM) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 73,280 owned after | $1.82 exercise price | 2014-02-04 | |
| 2014-01-10 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 76,816 owned after | $1.62 exercise price | 2014-01-14 | |
| 2014-01-03 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −53,142 83,816 owned after | $1.62 exercise price | 2014-01-06 | |
| 2014-01-03 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $1.82 exercise price | 2014-01-06 | |
| 2014-01-03 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −85,635 7,785 owned after | $1.82 exercise price | 2014-01-06 | |
| 2014-01-02 | Stanton John M Officer (VP, P&EM) | 4 | Option to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 83,280 owned after | $1.82 exercise price | 2014-01-03 |