SOLARCITY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-18: Reporting owner Weissman Seth R; Form 4; Security Option to Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-12: Reporting owner Rive Lyndon R; Form 3; Security Option to Purchase Common Stock; Transaction Holding.
- 2012-12-12: Reporting owner Rive Lyndon R; Form 3; Security Option to Purchase Common Stock; Transaction Holding.
- 2012-12-12: Reporting owner Stanton John M; Form 3; Security Option to Purchase Common Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-18 | Weissman Seth R Officer (VP, General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,994 171,958 owned after | $1.62 | 2012-12-19 | |
| 2012-12-12 holding as of filing | Rive Lyndon R Director, Officer (Chief Executive Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.62 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Rive Lyndon R Director, Officer (Chief Executive Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $5.07 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Stanton John M Officer (VP, Governmental Affairs) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Rive Peter J Director, Officer (COO, Chief Technology Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.62 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Rive Peter J Director, Officer (COO, Chief Technology Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $5.07 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | KELLY ROBERT DOUGLAS Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $5.92 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | KELLY ROBERT DOUGLAS Officer (Chief Financial Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $5.92 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Roe Mark C Officer (VP, Operations) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $3.40 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Roe Mark C Officer (VP, Operations) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $10.74 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Weissman Seth R Officer (VP, General Counsel, Secretary) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.62 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Weissman Seth R Officer (VP, General Counsel, Secretary) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Weissman Seth R Officer (VP, General Counsel, Secretary) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Weissman Seth R Officer (VP, General Counsel, Secretary) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $10.74 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Tarbell Ben Officer (VP, Products) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $0.03 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Tarbell Ben Officer (VP, Products) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Tarbell Ben Officer (VP, Products) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $1.82 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Tarbell Ben Officer (VP, Products) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $10.74 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Tarbell Ben Officer (VP, Products) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $11.40 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Kendall Donald R Jr Director | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $18.48 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Corey Tobin J Officer (Chief Revenue Officer) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $10.74 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Keala Linda L Officer (VP, Human Resources) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $3.40 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Keala Linda L Officer (VP, Human Resources) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $3.40 exercise price | 2012-12-12 | ||
| 2012-12-12 holding as of filing | Keala Linda L Officer (VP, Human Resources) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $10.74 exercise price | 2012-12-12 |