SOLARCITY CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows, 40 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-21: Reporting owner Weissman Seth R; Form 4; Security Restricted Stock Unit Award; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-21: Reporting owner Small James Radford; Form 4; Security Restricted Stock Unit Award; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-11-15: Reporting owner Weissman Seth R; Form 4; Security Restricted Stock Unit Award; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-10-07: Reporting owner Small James Radford; Form 3; Security Restricted Stock Unit Award; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-21 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Restricted Stock Unit Award Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,500 0 owned after | $0.00 | 2016-11-23 | |
| 2016-11-21 | Small James Radford Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 0 owned after | $0.00 | 2016-11-23 | |
| 2016-11-15 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 22,500 owned after | $0.00 | 2016-11-16 | |
| 2016-10-07 holding as of filing | Small James Radford Officer (Chief Financial Officer) | 3 | Restricted Stock Unit Award Derivative · Direct | Holding | no price filed | 2016-10-07 | ||
| 2016-09-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 0 owned after | $0.00 | 2016-09-19 | |
| 2016-08-15 | Serra Tanguy Officer (President & CFO) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,966 69,660 owned after | $0.00 | 2016-08-16 | |
| 2016-08-15 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 25,000 owned after | $0.00 | 2016-08-16 | |
| 2016-06-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 1,062 owned after | $0.00 | 2016-06-17 | |
| 2016-05-15 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 27,500 owned after | $0.00 | 2016-05-17 | |
| 2016-05-15 | Serra Tanguy Officer (President & CFO) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,966 76,626 owned after | $0.00 | 2016-05-17 | |
| 2016-05-15 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,126 100,392 owned after | $0.00 | 2016-05-17 | |
| 2016-03-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 2,124 owned after | $0.00 | 2016-03-18 | |
| 2016-02-15 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 30,000 owned after | $0.00 | 2016-02-16 | |
| 2016-02-15 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,127 109,518 owned after | $0.00 | 2016-02-16 | |
| 2016-02-15 | Serra Tanguy Officer (President & CFO) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,966 83,592 owned after | $0.00 | 2016-02-16 | |
| 2015-12-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 3,186 owned after | $0.00 | 2015-12-17 | |
| 2015-11-15 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 32,500 owned after | $0.00 | 2015-11-16 | |
| 2015-11-15 | Serra Tanguy Officer (Chief Operations Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,965 90,558 owned after | $0.00 | 2015-11-16 | |
| 2015-11-15 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,126 118,645 owned after | $0.00 | 2015-11-16 | |
| 2015-09-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 4,248 owned after | $0.00 | 2015-09-22 | |
| 2015-08-15 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,252 127,771 owned after | $0.00 | 2015-08-18 | |
| 2015-08-15 | Serra Tanguy Officer (Chief Operations Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,931 97,523 owned after | $0.00 | 2015-08-18 | |
| 2015-08-15 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 35,000 owned after | $0.00 | 2015-08-18 | |
| 2015-08-15 | Buss Brad W Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $0.00 | 2015-08-18 | |
| 2015-06-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 5,310 owned after | $0.00 | 2015-06-18 | |
| 2015-03-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 6,372 owned after | $0.00 | 2015-03-18 | |
| 2015-01-30 | Serra Tanguy Officer (Chief Operations Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,454 111,454 owned after | $0.00 | 2015-02-03 | |
| 2015-01-30 | Barnard Hayden Officer (Chief Revenue Officer) | 4 | Restricted Stock Unit Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +146,023 146,023 owned after | $0.00 | 2015-02-03 | |
| 2015-01-30 | Weissman Seth R Officer (EVP, General Counsel) | 4 | Restricted Stock Unit Award Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2015-02-03 | |
| 2014-12-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 7,434 owned after | $0.00 | 2014-12-18 | |
| 2014-09-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 8,496 owned after | $0.00 | 2014-09-18 | |
| 2014-08-15 | Buss Brad W Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2014-08-18 | |
| 2014-06-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 9,558 owned after | $0.00 | 2014-06-17 | |
| 2014-03-30 | Keala Linda L Officer (EVP, Human Resources) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,135 6,406 owned after | $0.00 | 2014-04-01 | |
| 2014-03-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 10,620 owned after | $0.00 | 2014-03-17 | |
| 2013-12-30 | Keala Linda L Officer (EVP, Human Resources) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,541 8,541 owned after | $0.00 | 2014-01-02 | |
| 2013-12-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,062 11,682 owned after | $0.00 | 2013-12-17 | |
| 2013-09-17 | Kendall Donald R Jr Director | 4 | Restricted Stock Unit Derivative · Direct | C Conversion of derivative security | −4,247 12,744 owned after | $0.00 | 2013-09-19 | |
| 2013-08-26 | Keala Linda L Officer (EVP, Human Resources) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,082 17,082 owned after | $0.00 | 2013-08-26 | |
| 2012-12-12 holding as of filing | Kendall Donald R Jr Director | 3 | Restricted Stock Unit Derivative · Direct | Holding | no price filed | 2012-12-12 |