Societal CDMO, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-01: Reporting owner HENWOOD GERALDINE; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-03: Reporting owner Weisman Wayne; Form 4/A; Security Stock Option (right to buy); Transaction Holding.
- 2016-11-03: Reporting owner LUDOMIRSKI ABRAHAM; Form 4/A; Security Stock Option (right to buy); Transaction Holding.
- 2016-11-03: Reporting owner CHURCHILL WINSTON J; Form 4/A; Security Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-01 | HENWOOD GERALDINE Director, 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,650 105,300 owned after | $8.41 exercise price | 2016-12-05 | |
| 2016-11-03 holding as of filing | Weisman Wayne Director | 4/A | Stock Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $8.00 exercise price | 2016-11-03 | |
| 2016-11-03 holding as of filing | LUDOMIRSKI ABRAHAM Director | 4/A | Stock Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $8.00 exercise price | 2016-11-03 | |
| 2016-11-03 holding as of filing | CHURCHILL WINSTON J Director | 4/A | Stock Option (right to buy) Derivative · Direct | Holding | 20,000 owned after | $8.00 exercise price | 2016-11-03 | |
| 2016-08-01 | HENWOOD GERALDINE Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,650 52,650 owned after | $8.41 exercise price | 2016-11-03 | |
| 2016-07-05 | Celano Michael Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 140,000 owned after | $8.21 exercise price | 2016-07-05 | |
| 2016-02-16 | Graff Fred Officer (Chief Commercial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +91,000 91,000 owned after | $6.10 exercise price | 2016-02-18 |