SITO MOBILE, LTD. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-20: Reporting owner Sandelman Jonathan; Form 3; Security Stock Option(right to buy); Transaction Holding.
- 2012-12-10: Reporting owner Macaluso Anthony Gerard; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-10: Reporting owner Siber Richard Scott; Form 4; Security Option; Transaction J Other acquisition or disposition (describe transaction).
- 2012-12-07: Reporting owner Orsini James Lawrence; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-20 holding as of filing | Sandelman Jonathan Director | 3 | Stock Option(right to buy) Derivative · Direct | Holding | $0.45 exercise price | 2012-12-20 | ||
| 2012-12-10 | Macaluso Anthony Gerard Director, Officer (Executive Chairman), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,099,400 2,099,400 owned after | $0.47 exercise price | 2013-10-10 | |
| 2012-12-10 | Siber Richard Scott Director | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −450,000 3,040,000 owned after | $0.47 exercise price | 2013-03-15 | |
| 2012-12-07 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +637,500 637,500 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-07 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +637,500 637,500 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-07 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +637,500 637,500 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-07 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +637,500 637,500 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-07 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,275,000 1,275,000 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-07 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,275,000 1,275,000 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-02 | Quinn John T. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +425,000 425,000 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-02 | Quinn John T. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +425,000 425,000 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-02 | Quinn John T. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 500,000 owned after | $0.90 exercise price | 2012-12-14 | |
| 2012-12-02 | Quinn John T. Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500,000 500,000 owned after | $0.90 exercise price | 2012-12-14 | |
| 2012-12-02 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,275,000 1,275,000 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-02 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,275,000 1,275,000 owned after | $0.47 exercise price | 2012-12-14 | |
| 2012-12-02 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500,000 1,500,000 owned after | $0.90 exercise price | 2012-12-14 | |
| 2012-12-02 | Orsini James Lawrence Director, Officer (CEO, President) | 4 | Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,500,000 1,500,000 owned after | $0.90 exercise price | 2012-12-14 | |
| 2012-12-01 | Siber Richard Scott Director | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000 3,490,000 owned after | $0.47 exercise price | 2013-03-15 | |
| 2012-11-29 | BAKSA STEPHEN D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.39 exercise price | 2012-12-21 | |
| 2012-08-23 | BAKSA STEPHEN D Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.33 exercise price | 2012-12-21 | |
| 2012-08-23 | Levine Stuart R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.33 exercise price | 2012-12-14 | |
| 2012-08-23 | Levine Stuart R Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.33 exercise price | 2012-12-14 | |
| 2012-08-22 | Siber Richard Scott Director | 4 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 3,500,000 owned after | $0.33 exercise price | 2013-03-15 | |
| 2012-07-28 | Siber Richard Scott Director | 4 | Option Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 3,250,000 owned after | $1.38 exercise price | 2013-03-15 |