Sintx Technologies, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2013-04-12: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; In connection with the cash exercise of already outstanding common warrants, the issuer issued replacement warrants.; Date of first sale 2013-02-25; Total offering amount $3,128,800.
- 2013-03-11: Federal exemption Rule 506; Types of securities offered Equity; OptionToAcquire; In connection with the cash exercise of already outstanding common warrants, the issuer issued replacement warrants.; Date of first sale 2013-02-25; Total offering amount $3,128,800.
- 2010-03-15: Federal exemption Rule 506; Types of securities offered Equity; Date of first sale 2010-02-26; Total offering amount $30,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2013-04-12 D/A | Rule 506 | Equity; OptionToAcquire; In connection with the cash exercise of already outstanding common warrants, the issuer issued replacement warrants. | 2013-02-25 | $3,128,800 | $3,128,800 | $0 | 34 |
| 2013-03-11 | Rule 506 | Equity; OptionToAcquire; In connection with the cash exercise of already outstanding common warrants, the issuer issued replacement warrants. | 2013-02-25 | $3,128,800 | $3,128,800 | $0 | 34 |
| 2010-03-15 | Rule 506 | Equity | 2010-02-26 | $30,000,000 | $11,354,944 | $18,645,056 | 96 |
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