SHUTTERFLY INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-11-23: Reporting owner HOUSENBOLD JEFFREY T; Form 4; Security Restricted Stock Unit; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-28: Reporting owner RUBASH MARK J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-28: Reporting owner HOUSENBOLD JEFFREY T; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-10-28: Reporting owner Galen Douglas J; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-11-23 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −93,334 186,666 owned after | $0.00 | 2009-11-24 | |
| 2009-10-28 | RUBASH MARK J Officer (SVP & CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2009-10-30 | |
| 2009-10-28 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $0.00 | 2009-10-30 | |
| 2009-10-28 | Galen Douglas J Officer (SVP, Bus & Corp Dev) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,920 4,920 owned after | $0.00 | 2009-10-30 | |
| 2009-10-28 | Elarde Peter C Officer (SVP & Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2009-10-30 | |
| 2009-10-28 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2009-10-30 | |
| 2009-09-08 | Swette Brian Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,239 5,239 owned after | $0.00 | 2010-03-18 | |
| 2009-07-28 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2009-07-30 | |
| 2009-07-28 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2009-07-30 | |
| 2009-07-28 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,920 4,920 owned after | $0.00 | 2009-07-30 | |
| 2009-07-28 | HOUSENBOLD JEFFREY T Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $0.00 | 2009-07-30 | |
| 2009-07-28 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2009-07-30 | |
| 2009-06-15 | Day Neil Officer (SVP, Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2009-06-17 | |
| 2009-06-02 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,134 10,266 owned after | $0.00 | 2009-06-04 | |
| 2009-06-02 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 6,000 owned after | $0.00 | 2009-06-04 | |
| 2009-06-02 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,535 21,070 owned after | $0.00 | 2009-06-04 | |
| 2009-06-02 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +18,667 37,333 owned after | $0.00 | 2009-06-04 | |
| 2009-05-15 | WHITE JAMES N Director | 4 | Restricted Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,267 7,267 owned after | $0.00 | 2009-05-19 | |
| 2009-05-15 | SCHOENDORF NANCY J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,267 7,267 owned after | $0.00 | 2009-05-18 | |
| 2009-05-15 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,267 7,267 owned after | $0.00 | 2009-05-18 | |
| 2009-05-15 | KELLER ERIC J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,543 2,543 owned after | $0.00 | 2009-05-18 | |
| 2009-05-15 | KILLEEN STEPHEN J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,267 7,267 owned after | $0.00 | 2009-05-18 | |
| 2009-05-15 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,267 7,267 owned after | $0.00 | 2009-05-18 | |
| 2009-05-15 | MARINEAU PHILIP A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,177 6,177 owned after | $0.00 | 2009-05-18 | |
| 2009-04-28 | HOUSENBOLD JEFFREY T Director, Officer (PRESIDENT & CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $0.00 | 2009-04-30 | |
| 2009-04-28 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2009-04-30 | |
| 2009-04-28 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $0.00 | 2009-04-30 | |
| 2009-04-28 | Elarde Peter C Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 4,500 owned after | $0.00 | 2009-04-30 | |
| 2009-04-28 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,920 4,920 owned after | $0.00 | 2009-04-30 | |
| 2009-04-10 holding as of filing | Elarde Peter C Officer (Chief Marketing Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2009-04-10 | ||
| 2009-04-10 holding as of filing | Elarde Peter C Officer (Chief Marketing Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2009-04-10 | ||
| 2009-02-17 | Black Dwayne A Officer (SVP, Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,500 52,500 owned after | $0.00 | 2009-02-19 | |
| 2009-02-17 | Galen Douglas J Officer (SR VP, BUS & CORP DEVELOPMENT) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +57,400 57,400 owned after | $0.00 | 2009-02-19 | |
| 2009-02-17 | RUBASH MARK J Officer (SVP & Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $0.00 | 2009-02-19 |