RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-10-01: Reporting owner Rystrom Brent Robert; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-10-01: Reporting owner Dykes Dennis; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-08-07: Reporting owner Rystrom Brent Robert; Form 4; Security Common Stock Option, right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-04-02: Reporting owner Dykes Dennis; Form 3/A; Security Common Stock Option, right to buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-10-01 | Rystrom Brent Robert Director, Officer (CEO and President) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.86 exercise price | 2018-10-03 | |
| 2018-10-01 | Dykes Dennis Officer (CFO and EVP) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.86 exercise price | 2018-10-03 | |
| 2018-08-07 | Rystrom Brent Robert Officer (COO and CFO) | 4 | Common Stock Option, right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 45,000 owned after | $0.85 exercise price | 2018-08-07 | |
| 2018-04-02 holding as of filing | Dykes Dennis Officer (CAO) | 3/A | Common Stock Option, right to buy Derivative · Direct | Holding | $2.97 exercise price | 2018-04-02 | ||
| 2018-04-02 holding as of filing | Dykes Dennis Officer (CAO) | 3/A | Common Stock Option, right to buy Derivative · Direct | Holding | $0.85 exercise price | 2018-04-02 | ||
| 2018-01-24 | Dykes Dennis Officer (CAO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,607 22,607 owned after | $1.42 exercise price | 2018-02-12 | |
| 2018-01-24 | Goose Michael Officer (President of USA Ingredients) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,910 33,910 owned after | $1.42 exercise price | 2018-02-12 | |
| 2018-01-24 | Smith Robert D Director, Officer (CEO and President) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,517 56,517 owned after | $1.42 exercise price | 2018-02-12 | |
| 2018-01-24 | Rystrom Brent Robert Officer (CFO and EVP) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,507 44,507 owned after | $1.42 exercise price | 2018-02-12 |