RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-06-27: Reporting owner Dykes Dennis; Form 4; Security Common Stock Option, right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-06-27: Reporting owner Dykes Dennis; Form 4; Security Common Stock Option, right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-06-27: Reporting owner Dykes Dennis; Form 4; Security Common Stock Option, right to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-05-28: Reporting owner Mitchell Todd T; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-06-27 | Dykes Dennis Officer (CFO and EVP) | 4 | Common Stock Option, right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,607 0 owned after | $1.42 exercise price | 2019-06-28 | |
| 2019-06-27 | Dykes Dennis Officer (CFO and EVP) | 4 | Common Stock Option, right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $0.91 exercise price | 2019-06-28 | |
| 2019-06-27 | Dykes Dennis Officer (CFO and EVP) | 4 | Common Stock Option, right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $0.85 exercise price | 2019-06-28 | |
| 2019-05-28 | Mitchell Todd T Officer (Executive Vice President) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $2.90 exercise price | 2019-05-30 | |
| 2019-05-22 | Rystrom Brent Robert Director, Officer (CEO and President) | 4 | Common Stock Option, right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 30,000 owned after | $0.85 exercise price | 2019-05-22 | |
| 2019-05-22 | Rystrom Brent Robert Director, Officer (CEO and President) | 4 | Common Stock Option, right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,127 33,380 owned after | $1.42 exercise price | 2019-05-22 | |
| 2019-01-29 | Dykes Dennis Officer (CFO and EVP) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,795 25,795 owned after | $3.28 exercise price | 2019-02-04 | |
| 2019-01-29 | Rystrom Brent Robert Officer (CEO and President) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,372 65,372 owned after | $3.28 exercise price | 2019-02-04 |