RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 97 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-04: Reporting owner Hoogenkamp Henk; Form 4; Security Common Stock Option, right to buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-04: Reporting owner Hoogenkamp Henk; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-04: Reporting owner Hoogenkamp Henk; Form 4; Security Common Stock Option, right to buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-12-04: Reporting owner Hoogenkamp Henk; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-04 | Hoogenkamp Henk Director | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +320,000 0 owned after | $0.20 exercise price | 2012-12-06 | |
| 2012-12-04 | Hoogenkamp Henk Director | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +320,000 320,000 owned after | $0.08 exercise price | 2012-12-06 | |
| 2012-12-04 | Hoogenkamp Henk Director | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +120,000 0 owned after | $0.20 exercise price | 2012-12-06 | |
| 2012-12-04 | Hoogenkamp Henk Director | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.08 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +343,787 0 owned after | $0.12 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +343,787 343,787 owned after | $0.08 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +204,595 0 owned after | $0.20 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +204,595 204,595 owned after | $0.08 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +118,021 0 owned after | $0.20 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +118,021 118,021 owned after | $0.08 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +5,000,000 0 owned after | $0.20 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.08 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +5,000,000 0 owned after | $0.20 exercise price | 2012-12-06 | |
| 2012-12-04 | SHORT W. JOHN Director, Officer (CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000,000 5,000,000 owned after | $0.08 exercise price | 2012-12-06 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | $1.49 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $0.86 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −50,000 0 owned after | $0.22 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −7,500 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −11,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $1.14 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $3.83 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −208,332 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −41,668 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −185,448 0 owned after | $0.14 exercise price | 2012-11-15 | |
| 2012-11-09 | LINTZENICH JAMES C Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −37,090 0 owned after | $0.14 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | $1.49 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $0.86 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −71,000 0 owned after | $0.22 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −18,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −18,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $1.14 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $3.83 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −208,332 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −239,397 0 owned after | $0.14 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −41,668 0 owned after | $0.20 exercise price | 2012-11-15 | |
| 2012-11-07 | MCMILLAN EDWARD Other (Former Director) | 4 | Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | H Expiration (or cancellation) of long derivative position with value received | −47,879 0 owned after | $0.14 exercise price | 2012-11-15 | |
| 2012-10-22 | Garner Colin Officer (Sr. Vice President Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −275,030 0 owned after | $0.12 exercise price | 2012-10-30 | |
| 2012-10-22 | Garner Colin Officer (Sr. Vice President Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,030 275,030 owned after | $0.08 exercise price | 2012-10-30 | |
| 2012-10-22 | Garner Colin Officer (Sr. Vice President Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −98,205 0 owned after | $0.20 exercise price | 2012-10-30 | |
| 2012-10-22 | Garner Colin Officer (Sr. Vice President Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +98,205 98,205 owned after | $0.08 exercise price | 2012-10-30 | |
| 2012-10-22 | Garner Colin Officer (Sr. Vice President Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,650 0 owned after | $0.20 exercise price | 2012-10-30 | |
| 2012-10-22 | Garner Colin Officer (Sr. Vice President Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,650 56,650 owned after | $0.08 exercise price | 2012-10-30 | |
| 2012-10-22 | Garner Colin Officer (Sr. Vice President Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000,000 0 owned after | $0.20 exercise price | 2012-10-30 | |
| 2012-10-22 | Garner Colin Officer (Sr. Vice President Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $0.08 exercise price | 2012-10-30 | |
| 2012-10-22 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −233,775 0 owned after | $0.12 exercise price | 2012-10-30 | |
| 2012-10-22 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +233,775 233,775 owned after | $0.08 exercise price | 2012-10-30 | |
| 2012-10-22 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −139,124 0 owned after | $0.20 | 2012-10-30 | |
| 2012-10-22 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +139,124 139,124 owned after | $0.08 exercise price | 2012-10-30 | |
| 2012-10-22 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −80,254 0 owned after | $0.20 exercise price | 2012-10-30 | |
| 2012-10-22 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,254 80,254 owned after | $0.08 exercise price | 2012-10-30 | |
| 2012-10-22 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,500,000 0 owned after | $0.20 exercise price | 2012-10-30 | |
| 2012-10-22 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500,000 2,500,000 owned after | $0.08 exercise price | 2012-10-30 | |
| 2012-04-25 | Garner Colin Officer (Sr. Vice President of Sales) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +275,030 275,030 owned after | $0.12 exercise price | 2012-04-27 | |
| 2012-04-25 | SHORT W. JOHN Director, Officer (President and CEO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +343,787 343,787 owned after | $0.12 exercise price | 2012-04-27 | |
| 2012-04-25 | Belt Dale Officer (CFO and Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +233,775 233,775 owned after | $0.12 exercise price | 2012-04-27 | |
| 2012-04-23 holding as of filing | Hoogenkamp Henk Director | 3/A | Common Stock Option, right to buy Derivative · Direct | Holding | $0.20 exercise price | 2012-04-23 | ||
| 2012-04-23 holding as of filing | Hoogenkamp Henk Director | 3/A | Common Stock Option, right to buy Derivative · Direct | Holding | $0.20 exercise price | 2012-04-23 | ||
| 2012-04-11 holding as of filing | Hoogenkamp Henk Director | 3 | Common Stock Option, right to buy Derivative · Direct | Holding | $0.20 exercise price | 2012-04-11 | ||
| 2012-04-11 holding as of filing | Hoogenkamp Henk Director | 3 | Common Stock Option, right to buy Derivative · Direct | Holding | $0.20 exercise price | 2012-04-11 | ||
| 2012-04-02 | Hoogenkamp Henk Director | 4 | Common Sstock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +121,384 121,384 owned after | $0.14 exercise price | 2012-04-23 | |
| 2012-04-02 | Hoogenkamp Henk Director | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +187,500 187,500 owned after | $0.20 | 2012-04-11 | |
| 2012-03-27 | KOPPES RICHARD Director | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +198,261 198,261 owned after | $0.14 exercise price | 2012-04-23 | |
| 2012-03-27 | Quinn John Director | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +218,492 218,492 owned after | $0.14 exercise price | 2012-04-23 | |
| 2012-03-27 | MCMILLAN EDWARD Director | 4 | Common Stock Option, right to buy Derivative · Indirect · Edward L. McMillan Revocable Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +287,276 287,276 owned after | $0.14 exercise price | 2012-04-23 | |
| 2012-03-27 | HALPERN BARUCH Director | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +169,938 169,938 owned after | $0.14 exercise price | 2012-04-23 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | $1.49 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $0.86 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −65,000 0 owned after | $0.22 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −15,000 0 owned after | $0.20 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −16,000 0 owned after | $0.20 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −38,399 0 owned after | $0.30 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $1.14 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −35,000 0 owned after | $3.83 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −187,500 0 owned after | $0.20 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −62,500 0 owned after | $0.20 exercise price | 2012-01-20 | |
| 2012-01-18 | SAUNDERS STEVEN Other (Former Director) | 4 | Stock Option, right to buy Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −250,000 0 owned after | $0.20 exercise price | 2012-01-20 | |
| 2012-01-03 | LINTZENICH JAMES C Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 exercise price | 2012-01-05 | |
| 2012-01-03 | SAUNDERS STEVEN Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 exercise price | 2012-01-05 | |
| 2012-01-03 | Quinn John Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 exercise price | 2012-01-05 | |
| 2012-01-03 | MCMILLAN EDWARD Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 exercise price | 2012-01-05 | |
| 2012-01-03 | KOPPES RICHARD Director | 4 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.20 exercise price | 2012-01-05 |