RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-21: Reporting owner Dykes Dennis; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-04-06: Reporting owner Belt Dale; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-04-06: Reporting owner Rystrom Brent Robert; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-04-06: Reporting owner Goose Michael; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-21 | Dykes Dennis Officer (CAO) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.91 exercise price | 2017-06-28 | |
| 2017-04-06 | Belt Dale Officer (EVP of Special Projects) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.85 exercise price | 2017-04-27 | |
| 2017-04-06 | Rystrom Brent Robert Officer (CFO and EVP) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.85 exercise price | 2017-04-26 | |
| 2017-04-06 | Goose Michael Officer (President of USA Ingredients) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.85 exercise price | 2017-04-26 | |
| 2017-04-06 | Smith Robert D Director, Officer (CEO and President) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.85 exercise price | 2017-04-26 | |
| 2017-03-08 | Smith Robert D Director, Officer (CEO and President) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.76 exercise price | 2017-04-26 |