RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-30: Reporting owner SHORT W. JOHN; Form 4; Security Right to Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-05-30: Reporting owner HALPERN BARUCH; Form 4; Security Right to Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-05-30: Reporting owner HALPERN BARUCH; Form 4; Security Right to Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-05-30: Reporting owner HALPERN BARUCH; Form 4; Security Right to Common Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-30 | SHORT W. JOHN Director, Officer (CEO) | 4 | Right to Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,777 0 owned after | no price filed | 2014-06-05 | |
| 2014-05-30 | HALPERN BARUCH Director, 10% Owner | 4 | Right to Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −42,665 0 owned after | no price filed | 2014-06-05 | |
| 2014-05-30 | HALPERN BARUCH Director, 10% Owner | 4 | Right to Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −610,268 0 owned after | no price filed | 2014-06-05 | |
| 2014-05-30 | HALPERN BARUCH Director, 10% Owner | 4 | Right to Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | −57,122 0 owned after | no price filed | 2014-06-05 | |
| 2013-12-18 | HALPERN BARUCH Director | 4 | Baruch Halpern Revocable Trust Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −2,284 0 owned after | $14.00 exercise price | 2013-12-19 | |
| 2013-12-18 | HALPERN BARUCH Director | 4 | Right to Common Stock Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +57,122 57,122 owned after | no price filed | 2013-12-19 | |
| 2013-12-18 | HALPERN BARUCH Director | 4 | Right to Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | no price filed | 2013-12-19 | ||
| 2013-12-18 | HALPERN BARUCH Director | 4 | Right to Common Stock Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | no price filed | 2013-12-19 | ||
| 2013-12-18 | SHORT W. JOHN Director, Officer (CEO) | 4 | Right to Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | no price filed | 2013-12-18 | ||
| 2012-10-04 | SCHWEITZER ROBERT C Director | 4 | Common Stock, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.08 exercise price | 2012-10-11 | |
| 2012-10-03 | GOLDMAN DAVID Director | 4 | Common Stock, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.08 exercise price | 2012-10-11 | |
| 2012-03-27 | LINTZENICH JAMES C Director | 4 | Common Stock, right to buy Derivative · Indirect · James C. Lintzenich Revocable Trust | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +222,538 222,538 owned after | $0.14 exercise price | 2012-04-23 | |
| 2012-01-18 | HALPERN BARUCH Director | 4 | Common Stock, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +229,167 229,167 owned after | $0.20 exercise price | 2012-01-20 |