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RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 100 rows, 100 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2024-01-12: Reporting owner Rosenthal Brent David; Form 3; Security Deferred Stock Units; Transaction Holding.
  • 2024-01-12: Reporting owner CHEMEROW DAVID I.; Form 3; Security Deferred Stock Units; Transaction Holding.
  • 2023-12-31: Reporting owner Rosenthal Brent David; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2023-12-31: Reporting owner CHEMEROW DAVID I.; Form 4; Security Deferred Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2024-01-12
holding as of filing
Rosenthal Brent David
Director
3Deferred Stock Units
Derivative · Direct
Holdingno price filed2024-01-12
2024-01-12
holding as of filing
CHEMEROW DAVID I.
Director
3Deferred Stock Units
Derivative · Direct
Holdingno price filed2024-01-12
2023-12-31Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+58,696
193,983 owned after
$0.002024-01-08
2023-12-31CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+65,218
198,545 owned after
$0.002024-01-08
2023-09-30CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,884
133,327 owned after
$0.002023-10-05
2023-09-30Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+31,396
135,287 owned after
$0.002023-10-05
2023-06-30Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,163
103,891 owned after
$0.002023-06-30
2023-06-30CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,514
98,443 owned after
$0.002023-06-30
2023-05-31Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+5,855
210,438 owned after
$0.002023-06-01
2023-04-30Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,762
204,583 owned after
$0.002023-05-17
2023-03-31Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,517
91,728 owned after
$0.002023-04-03
2023-03-31Heggie Jean
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,517
55,788 owned after
$0.002023-04-03
2023-03-31Black William
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,441
52,629 owned after
$0.002023-04-03
2023-03-31CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,130
84,929 owned after
$0.002023-04-03
2023-03-31Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+17,483
199,821 owned after
$0.002023-04-03
2023-03-07
holding as of filing
Bradley Peter
Director, Officer (CFO & COO)
4Restricted Stock Units
Derivative · Direct
Holding
182,338 owned after
no price filed2023-03-07
2023-03-07
holding as of filing
Mitchell Todd T
Officer (CFO & COO)
4Restricted Stock Units
Derivative · Direct
Holding
89,147 owned after
no price filed2023-03-07
2023-02-28
holding as of filing
Bradley Peter
Director, Officer (Executive Chairman)
4Restricted Stock Units
Derivative · Direct
Holding
200,631 owned after
no price filed2023-02-28
2023-02-28
holding as of filing
Mitchell Todd T
Officer (CFO & COO)
4Restricted Stock Units
Derivative · Direct
Holding
98,293 owned after
no price filed2023-02-28
2023-02-09
holding as of filing
Bradley Peter
Director, Officer (Executive Chairman)
4/ADeferred Stock Units
Derivative · Direct
Holding
208,443 owned after
no price filed2023-02-09
2023-01-31Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,912
213,355 owned after
$0.002023-02-01
2022-12-30CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,271
68,799 owned after
$0.002023-01-03
2022-12-30Black William
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,892
39,188 owned after
$0.002023-01-03
2022-12-30Heggie Jean
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+18,244
41,271 owned after
$0.002023-01-03
2022-12-30Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+18,244
77,211 owned after
$0.002023-01-03
2022-12-30Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,916
208,443 owned after
$0.002023-01-03
2022-12-16
holding as of filing
Mitchell Todd T
Officer (CFO & COO)
4Restricted Stock Units
Derivative · Direct
Holding
122,200 owned after
no price filed2022-12-16
2022-12-16
holding as of filing
Mitchell Todd T
Officer (CFO & COO)
4Restricted Stock Units
Derivative · Direct
Holding
102,200 owned after
no price filed2022-12-16
2022-11-30Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,126
201,527 owned after
$0.002022-12-01
2022-10-31Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,903
197,401 owned after
$0.002022-11-02
2022-09-30Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,737
193,498 owned after
$0.002022-10-04
2022-09-30Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,500
58,967 owned after
$0.002022-10-04
2022-09-30Heggie Jean
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,500
23,027 owned after
$0.002022-10-04
2022-09-30Black William
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+6,945
22,296 owned after
$0.002022-10-04
2022-09-30CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,334
48,528 owned after
$0.002022-10-04
2022-08-31Bradley Peter
Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,713
190,761 owned after
$0.002022-09-02
2022-07-29Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,026
1,890,481 owned after
$0.002022-08-02
2022-07-14Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,000,000
1,342,453 owned after
$0.002022-07-20
2022-07-14Bradley Peter
Director, Officer (Executive Chairman)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+365,854
1,708,307 owned after
$0.002022-07-20
2022-07-14Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+131,579
1,839,886 owned after
$0.002022-07-20
2022-07-14Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+34,569
1,874,455 owned after
$0.002022-07-20
2022-07-14CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+131,579
346,012 owned after
$0.002022-07-19
2022-07-14CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+55,922
401,934 owned after
$0.002022-07-19
2022-07-14Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+131,579
426,179 owned after
$0.002022-07-19
2022-07-14Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+88,487
514,666 owned after
$0.002022-07-19
2022-07-14Black William
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+131,579
131,579 owned after
$0.002022-07-19
2022-07-14Black William
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+21,930
153,509 owned after
$0.002022-07-19
2022-07-14Heggie Jean
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+131,579
131,579 owned after
$0.002022-07-19
2022-07-14Heggie Jean
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+23,685
155,264 owned after
$0.002022-07-19
2022-07-14Mitchell Todd T
Officer (CFO & COO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+182,927
1,384,489 owned after
$0.002022-07-19
2022-02-28Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+14,925
264,328 owned after
$0.002022-03-02
2022-01-31Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+33,223
249,403 owned after
$0.002022-02-02
2021-12-31Bradley Peter
Director, Officer (Executive Chairman)
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,249
216,180 owned after
$0.002022-01-04
2021-12-15Mitchell Todd T
Officer (CFO & EVP)
4/ARestricted Stock Units
Derivative · Direct
J Other acquisition or disposition (describe transaction)+1,000,000
1,403,125 owned after
$0.002022-01-27
2021-12-15Mitchell Todd T
Officer (CFO & EVP)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+1,000,000
1,403,125 owned after
$0.002021-12-16
2021-06-16Bradley Peter
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+45,872
187,931 owned after
$0.002021-06-21
2021-06-16CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+45,872
214,433 owned after
$0.002021-06-21
2021-06-16BRONNER BETH L
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+45,872
147,810 owned after
$0.002021-06-21
2021-06-16Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+91,744
294,600 owned after
$0.002021-06-21
2021-06-16Gendason Ari David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+68,808
200,911 owned after
$0.002021-06-21
2021-02-26Bradley Peter
4/ARestricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+156,250
156,250 owned after
$0.002021-03-18
2021-02-26Bradley Peter
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+156,250
298,309 owned after
$0.002021-03-03
2021-02-26Mitchell Todd T
Officer (EVP & CFO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+78,125
403,125 owned after
$0.002021-03-03
2020-12-31CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+18,354
168,561 owned after
$0.002021-01-12
2020-12-31BRONNER BETH L
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,600
101,938 owned after
$0.002021-01-12
2020-12-31Gendason Ari David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,403
132,103 owned after
$0.002021-01-12
2020-12-31Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+30,858
202,856 owned after
$0.002021-01-11
2020-12-08Mitchell Todd T
Officer (EVP & CFO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+325,000
325,000 owned after
$0.002020-12-16
2020-10-05
holding as of filing
Bradley Peter
Director
4/ADeferred Stock Units
Derivative · Direct
Holding
142,059 owned after
no price filed2020-10-05
2020-10-05
holding as of filing
CHEMEROW DAVID I.
Director
4/ADeferred Stock Units
Derivative · Direct
Holding
150,207 owned after
no price filed2020-10-05
2020-09-30CHEMEROW DAVID I.
Director
4/ADeferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+31,652
150,247 owned after
$0.002020-10-02
2020-09-30Bradley Peter
Director
4/ADeferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+24,531
142,099 owned after
$0.002020-10-02
2020-09-30Gendason Ari David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+28,288
115,700 owned after
$0.002020-10-02
2020-09-30BRONNER BETH L
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+26,904
86,338 owned after
$0.002020-10-02
2020-09-30Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+53,215
171,998 owned after
$0.002020-10-02
2020-09-30CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
138,595 owned after
$0.002020-10-02
2020-09-30Bradley Peter
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,500
133,068 owned after
$0.002020-10-02
2020-07-31CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,387
118,595 owned after
$0.002020-08-04
2020-07-31Bradley Peter
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+12,387
117,568 owned after
$0.002020-08-04
2020-06-30Bradley Peter
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,536
59,092 owned after
$0.002020-07-13
2020-06-30Bradley Peter
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+46,089
105,181 owned after
$0.002020-07-13
2020-06-30CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,563
60,119 owned after
$0.002020-07-13
2020-06-30CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+46,089
106,208 owned after
$0.002020-07-13
2020-06-30Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,671
118,783 owned after
$0.002020-07-13
2020-06-30Gendason Ari David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+4,078
87,412 owned after
$0.002020-07-13
2020-06-30BRONNER BETH L
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,878
59,434 owned after
$0.002020-07-13
2020-06-17Bradley Peter
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+55,556
55,556 owned after
$0.002020-07-13
2020-06-17CHEMEROW DAVID I.
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+55,556
55,556 owned after
$0.002020-07-13
2020-06-17Rosenthal Brent David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+111,112
111,112 owned after
$0.002020-07-13
2020-06-17Gendason Ari David
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+83,334
83,334 owned after
$0.002020-07-13
2020-06-17BRONNER BETH L
Director
4Deferred Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+55,556
55,556 owned after
$0.002020-07-13
2020-03-24Rystrom Brent Robert
Director, Officer (CEO and President)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−170,000
330,000 owned after
$0.002020-03-30
2020-03-24Rystrom Brent Robert
Director, Officer (CEO and President)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−330,000
0 owned after
$0.002020-03-30
2020-03-24Mitchell Todd T
Officer (CFO & EVP)
4Restricted Stock Units
Derivative · Direct
D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)−125,000
0 owned after
$0.002020-03-30
2019-05-28Mitchell Todd T
Officer (Executive Vice President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+125,000
125,000 owned after
$0.002019-05-30
2018-10-01Rystrom Brent Robert
Director, Officer (CEO and President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+330,000
330,000 owned after
$0.002018-10-03
2018-10-01Dykes Dennis
Officer (CFO and EVP)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+250,000
250,000 owned after
$0.002018-10-03
2017-06-28Rystrom Brent Robert
Officer (CFO and EVP)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+425,000
425,000 owned after
$0.002017-06-28
2017-06-28Smith Robert D
Director, Officer (CEO and President)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+325,000
325,000 owned after
$0.002017-06-28
2017-06-28Goose Michael
Officer (President of USA Ingredients)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+425,000
425,000 owned after
$0.002017-06-28