RICEBRAN TECHNOLOGIES Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-19: Reporting owner Belt Dale; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-19: Reporting owner Smith Robert D; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-08-19: Reporting owner SHORT W. JOHN; Form 4; Security Common Stock Option, right to buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-01-10: Reporting owner Smith Robert D; Form 3; Security Common Stock Option, right to buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-19 | Belt Dale Officer (CFO & Secretary) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,603 15,603 owned after | $4.77 exercise price | 2014-08-21 | |
| 2014-08-19 | Smith Robert D Officer (Senior VP of Sales and BD) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,139 7,139 owned after | $4.77 exercise price | 2014-08-21 | |
| 2014-08-19 | SHORT W. JOHN Director, Officer (Chief Executive Officer) | 4 | Common Stock Option, right to buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,892 45,892 owned after | $4.77 exercise price | 2014-08-21 | |
| 2014-01-10 holding as of filing | Smith Robert D Officer (SVP Sales and Business Dev.) | 3 | Common Stock Option, right to buy Derivative · Direct | Holding | $16.00 exercise price | 2014-01-10 |