PRIVATEBANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-10-26: Reporting owner Ahrens C. Brant; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-08-01: Reporting owner Hague Bruce R.; Form 4; Security Option To Purchase Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-02-19: Reporting owner Van Solkema Kevin; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-19: Reporting owner Znavor Vicki; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-10-26 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,062 0 owned after | $26.10 exercise price | 2016-10-27 | |
| 2016-08-01 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,806 0 owned after | $17.95 exercise price | 2016-08-02 | |
| 2016-02-19 | Van Solkema Kevin Officer (Chief Credit Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,212 5,212 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,679 3,679 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,744 6,744 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,365 5,365 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,595 5,595 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,511 7,511 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Richman Larry D. Director, Officer (President and CEO) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,722 33,722 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,131 6,131 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,533 1,533 owned after | $34.13 exercise price | 2016-02-22 | |
| 2016-02-19 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,212 5,212 owned after | $34.13 exercise price | 2016-02-22 |