OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-22: Reporting owner MITAROTONDA JAMES A; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-22: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-07-19: Reporting owner Higgin Andrew; Form 3; Security Restricted Share Units; Transaction Holding.
- 2019-06-25: Reporting owner McMillan Donald B.; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-22 | MITAROTONDA JAMES A Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,713 9,850 owned after | $10.10 | 2019-11-25 | |
| 2019-11-22 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,713 116,003 owned after | $10.10 | 2019-11-25 | |
| 2019-07-19 holding as of filing | Higgin Andrew Officer (VP, Global Sales) | 3 | Restricted Share Units Derivative · Direct | Holding | no price filed | 2019-07-19 | ||
| 2019-06-25 | McMillan Donald B. Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,700 10,600 owned after | $0.00 | 2019-06-27 | |
| 2019-06-25 | Esposito Frank P JR Officer (Corporate Secretary) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 6,300 owned after | $0.00 | 2019-06-27 | |
| 2019-05-24 | MITAROTONDA JAMES A Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,137 6,137 owned after | $6.11 | 2019-05-29 | |
| 2019-05-24 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,137 112,290 owned after | $6.11 | 2019-05-29 | |
| 2019-03-19 | MITAROTONDA JAMES A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 51,394 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | Moore Marshall D Officer (CTO and SVP, Operations) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,900 36,300 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | LEMAY JAMES C Officer (SVP, Corp Dev; Gen Counsel) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 44,200 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | DeSantis Paul F Officer (SVP, CFO; Treasurer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,700 56,300 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | Quinn Michael A Officer (SVP; Chief HR Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,600 35,000 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | Noonan Anne P Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +74,100 177,400 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | ROTHWELL ALLAN R Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 85,645 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | MERRIMAN MICHAEL J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 98,237 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | Porcellato Larry B Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 96,220 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | GINGO JOSEPH M Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 51,394 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | SEELBACH WILLIAM R Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 100,451 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | Giesselman Janet Plaut Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 51,394 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | PERCY STEVEN W Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 100,451 owned after | $0.00 | 2019-03-20 | |
| 2019-03-19 | DANTONI DAVID J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,111 100,451 owned after | $0.00 | 2019-03-20 |